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This week at the UK regulators - 7 May 2013

Clifford Chance LLP
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United Kingdom
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May 7 2013

The FCA has remained active on all fronts during the past week. It has charged more individuals in connection with criminal investigations into

Updated Financial Services Authority (“FSA”) financial crime guide

Pannone LLP
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United Kingdom
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November 2 2012

The FSA has four statutory objectives as set out in the Financial Services and Markets Act 2000:

FSA update - 8 October 2012

Clifford Chance LLP
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United Kingdom
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October 8 2012

The FSA has (on 1 October) charged four individuals with conspiracy to commit insider dealing

Tough times, tough talk, tough regulator

RPC
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United Kingdom
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July 4 2012

At the FSA’s final Enforcement Conference on Monday, Tracy McDermott, the acting director of the FSA’s Enforcement and Financial Crime Division, issued a scathing attack on the financial services industry and gave an indication as to the interventionist future planned for the FSA’s successor, the FCA

General counsel update: 31 May 2012

Herbert Smith Freehills LLP
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Argentina, China, European Union, Hong Kong, Singapore, Spain, United Kingdom
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May 31 2012

This is the twenty-ninth in our series of General Counsel Updates which aim to summarise major developments in key areas

Fines by UK's Financial Services Authority show the importance of anti-bribery policies

Pillsbury Winthrop Shaw Pittman LLP
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United Kingdom
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March 12 2012

Much has been written about the Bribery Act’s new strict liability corporate offence of failure to prevent bribery and the advisability of having in place a comprehensive anti-bribery policy adopted and enforced by senior company management as the only recognized defence available against the spectre of criminal prosecution and potentially unlimited fines

Key role of senior management in the two largest ever FSA anti-bribery fines

Reed Smith LLP
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United Kingdom
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February 29 2012

The UK Bribery Act 2010 has increased the focus placed on anti-bribery and anti-corruption not only by the Serious Fraud Office but also by the Financial Services Authority