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Financial services legislative and regulatory update

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • May 13 2013

What had been a relatively quiet week, where until Friday it seemed like the biggest news was that Treasury Secretary Jack Lew was working on his

This week at the UK regulators - 7 May 2013

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • May 7 2013

The FCA has remained active on all fronts during the past week. It has charged more individuals in connection with criminal investigations into

A warning to financial institutions: failure to issue a litigation hold may have serious consequences

  • Frost Brown Todd LLC
  • -
  • USA
  • -
  • May 3 2013

As electronic discovery has become more prevalent and voluminous, national standards for the preservation of evidence have evolved dramatically in

New Romanian Financial Supervisory Authority to commence activity as of 30 April 2013

  • CMS Cameron McKenna
  • -
  • Romania
  • -
  • May 2 2013

On 23 April 2013, Law no. 113 approving Government Emergency Ordinance no. 932012 ("GEO 932012") dealing with the establishment, organization and

EIOPA publishes database of European systems

  • Freshfields Bruckhaus Deringer LLP
  • -
  • European Union
  • -
  • April 30 2013

EIOPA has published a database providing a comprehensive overview of registered financial institutions in the European Economic Area (EEA). It

New UK regulatory regime enters into force

  • William Fry
  • -
  • United Kingdom
  • -
  • April 26 2013

The UK's new regulatory regime came into force on 1 April 2013. On that date, the former Financial Services Authority ('FSA') was dissolved and

MAS seeks feedback on Recommendations of FAIR Panel

  • Allen & Gledhill LLP
  • -
  • Singapore
  • -
  • April 25 2013

On 5 March 2013, the Monetary Authority of Singapore (the "MAS") issued a consultation paper seeking feedback on the recommendations olf the

Changes to the UK financial services regulatory framework

  • William Fry
  • -
  • United Kingdom
  • -
  • April 22 2013

On 26 February 2013, the Financial Services Act 2012 (Commencement No.2) Order 2013 (SI 2013423) was signed into law bringing the majority of the

FCA and FRC sign MoU

  • Dentons
  • -
  • United Kingdom
  • -
  • April 19 2013

FCA and FRC have entered into a memorandum of understanding (MoU) setting out their respective statutory regulatory responsibilities and the

FCA speaks on the human face of regulation

  • Dentons
  • -
  • United Kingdom
  • -
  • April 19 2013

Martin Wheatley spoke on how FCA plans to use behavioural economics to inform its approach to regulation. He focused on how the best firms use

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