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Results: 1-10 of 83

Court of Appeal to consider availability of court action to top up FOS awards

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • April 9 2013

The Court of Appeal has granted a firm permission to appeal a recent High Court decision which held that complainants who accept an award of

A summary of major developments in key areas

  • Herbert Smith Freehills LLP
  • -
  • Australia, European Union, Indonesia, Myanmar, United Kingdom
  • -
  • March 7 2013

The Financial Reporting Council (FRC) and institutional bodies have published the following guidance in relation to corporate governance and

Improving accountability of the FCA and the financial services industry through transparency and more effective disclosure

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • March 4 2013

Being a transparent regulator is at the heart of the approach of the new Financial Conduct Authority (FCA). Clearly there is a need to strike the

Preview 2013 (UK law)

  • Herbert Smith Freehills LLP
  • -
  • European Union, United Kingdom
  • -
  • January 15 2013

2013 will herald some significant changes to the UK legal arena, notably in the corporate area in relation to executive remuneration and narrative

UK regulatory reform: consultation on the policy for the designation of investment firms for prudential supervision by the PRA

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • October 26 2012

The Bank of England has published for consultation the draft policy about the designation of investment firms for supervision by the Prudential Regulation Authority (PRA) where they are considered to be systemically importantrelevant

FSA’s authorisations move to internal “twin peaks”

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • October 17 2012

In April 2012, the FSA moved to an ‘internal twin peaks’ model in relation to its supervisory functions, which involved splitting its integrated approach to supervision, making changes to the supervisory frameworks and risk assessment models, and reallocating supervisors between the Prudential Business Unit (PBU), headed by Andrew Bailey, and the Conduct Business Unit (CBU) headed by Martin Wheatley as FCA CEO designate

New PRA and FCA regimes for approved persons

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • October 11 2012

The FSA has published a consultation paper on the PRA and FCA regimes for approved persons (CP 1226

FSA consults on overhauled client money rules for insurance intermediaries

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • September 24 2012

The FSA has issued a consultation paper (CP1220) on significant changes to the Client Money Rules in CASS 5 which apply to insurance intermediaries ("intermediaries"

FSA remuneration code

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • August 3 2012

The FSA have recently published two consultations in relation to its Remuneration Code

General counsel update

  • Herbert Smith Freehills LLP
  • -
  • China, European Union, Germany, Hong Kong, Indonesia, Mongolia, Singapore, United Kingdom, USA
  • -
  • July 11 2012

This is the thirtieth in our series of general counsel updates which aim to summarise major developments in key areas

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