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Effective corporate governance: significant influence controlled functions and the Walker Review
- Herbert Smith Freehills LLP
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- United Kingdom
- -
- February 4 2010
The FSA has published a consultation paper (CP103) entitled "Effective corporate governance (significant influence controlled functions and the Walker review)" which discusses the following
The FSA's "Dear CEO" letter on firms' liquidity risk management
- Herbert Smith Freehills LLP
- -
- United Kingdom
- -
- January 18 2010
Our daily update referred to the publication of the FSA's "Dear CEO letter", in which the FSA asks for responses by 12 February 2010: confirming that the new systems and controls requirements have been properly embedded; outlining any remaining actions that need to be taken; and confirming that appropriate plans are in place to ensure accurate electronic reporting of liquidity data from the firm's switch-on date
An insight into the FSA's implementation of the new financial services regulatory structure and concerns
- Herbert Smith Freehills LLP
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- United Kingdom
- -
- October 15 2010
HM Treasury has very recently published a memorandum submitted by the FSA in response to its inquiry into the Government's proposals for reform of financial regulation
Corporate governance a fundamental aspect of the FSA’s intensive supervisory agenda?
- Herbert Smith Freehills LLP
- -
- United Kingdom
- -
- March 18 2010
During the last three years, the way in which the Financial Services Authority regulates has changed radically both in terms of approach and intensity
Acting in concert and deemed voting power: new FSA guidance
- Herbert Smith Freehills LLP
- -
- United Kingdom
- -
- June 3 2010
On 6 April 2010, the FSA published Draft Guidance setting out its views on when persons might be "acting in concert" or hold deemed voting power for the purposes of its controller regime (the "Draft Guidance"
The new Financial Services Bill
- Herbert Smith Freehills LLP
- -
- United Kingdom
- -
- November 25 2009
On 19 November, the Government introduced the Financial Services Bill to Parliament
FSA publishes proposed remuneration code guidance
- Herbert Smith Freehills LLP
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- United Kingdom
- -
- April 27 2011
On 21 April 2011, the FSA published a number of draft guidance documents to assist firms in complying with the revised FSA Remuneration Code (the "Code"
UK regulatory reform - responses to the government consultation on "a new approach to financial regulation
- Herbert Smith Freehills LLP
- -
- United Kingdom
- -
- November 26 2010
HM Treasury has published a summary of responses to its consultation on the reform of the UK financial services regulatory regime
Draft Bill and White Paper published detailing sweeping reforms to UK regulatory architecture
- Herbert Smith Freehills LLP
- -
- United Kingdom
- -
- June 16 2011
Today, the Government published a White Paper and draft Bill setting out its detailed blueprint for reform of financial regulation in the UK
Simplified Advice processes can the regulatory obstacles be overcome?
- Herbert Smith Freehills LLP
- -
- United Kingdom
- -
- August 5 2010
We are currently at a crucial stage of the regulatory process in relation to Simplified Advice processes
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- Workarea - Banking
- Workarea - Insurance & Reinsurance
- Firm Name - Herbert Smith Freehills LLP
- Author - Patrick Buckingham
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