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Client Assets Unit - increased firm visits and enforcement actions
- Herbert Smith Freehills LLP
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- United Kingdom
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- January 31 2011
It is clear that the FSA regards client asset failings as an industry-wide problem and has established a specialist Client Assets Unit (Unit) to tackle these failings
UK regulatory reform - responses to the government consultation on "a new approach to financial regulation
- Herbert Smith Freehills LLP
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- United Kingdom
- -
- November 26 2010
HM Treasury has published a summary of responses to its consultation on the reform of the UK financial services regulatory regime
