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Results: 11-12 of 12

Client Assets Unit - increased firm visits and enforcement actions

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • January 31 2011

It is clear that the FSA regards client asset failings as an industry-wide problem and has established a specialist Client Assets Unit (Unit) to tackle these failings

UK regulatory reform - responses to the government consultation on "a new approach to financial regulation

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • November 26 2010

HM Treasury has published a summary of responses to its consultation on the reform of the UK financial services regulatory regime