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Retail Distribution Review: navigating the road ahead

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • October 27 2009

The Retail Distribution Review (RDR) is a key priority for the FSA and will affect FSA regulated firms involved in the structuring and onward distribution of investment products to retail clients, where this is undertaken on an advisory basis

Platform regulation an important fork in the road

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • June 23 2010

In March 2010, the FSA published a Discussion Paper (DP102) seeking industry views on wide-ranging changes to the regulation of platforms

Financial Services Act 2010

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • April 12 2010

On 8 April 2010, the Financial Services Bill received Royal Assent, marking the end of its passage through the legislative process

UK regulatory architecture reforms: Government consults on framework details

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • February 17 2011

Today, HM Treasury published its latest consultation paper on the Government's sweeping reforms to the UK financial services regulatory architecture