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Results: 1-10 of 28

FSA announces consultation on Remuneration Code guidance

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • August 11 2011

On 5 August 2011, the FSA announced a four-week consultation in respect of two proposed 'Dear CEO' letters, which set out further draft guidance to assist firms in complying with the revised FSA Remuneration Code (the "Code"

Draft Bill and White Paper published detailing sweeping reforms to UK regulatory architecture

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • June 16 2011

Today, the Government published a White Paper and draft Bill setting out its detailed blueprint for reform of financial regulation in the UK

FSA publishes proposed remuneration code guidance

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • April 27 2011

On 21 April 2011, the FSA published a number of draft guidance documents to assist firms in complying with the revised FSA Remuneration Code (the "Code"

The new financial services regulatory architecture: influencing the landscape

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • March 22 2011

The Government's proposals to reform the UK financial services architecture are well underway, following publication of HM Treasury's consultation paper on 17 February 2011

UK regulatory architecture reforms: Government consults on framework details

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • February 17 2011

Today, HM Treasury published its latest consultation paper on the Government's sweeping reforms to the UK financial services regulatory architecture

Client Assets Unit - increased firm visits and enforcement actions

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • January 31 2011

It is clear that the FSA regards client asset failings as an industry-wide problem and has established a specialist Client Assets Unit (Unit) to tackle these failings

UK regulatory reform - responses to the government consultation on "a new approach to financial regulation

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • November 26 2010

HM Treasury has published a summary of responses to its consultation on the reform of the UK financial services regulatory regime

An insight into the FSA's implementation of the new financial services regulatory structure and concerns

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • October 15 2010

HM Treasury has very recently published a memorandum submitted by the FSA in response to its inquiry into the Government's proposals for reform of financial regulation

Sweeping reforms to UK financial services regulatory regime might be an example to Japan

  • Herbert Smith Freehills LLP
  • -
  • Japan, United Kingdom
  • -
  • September 30 2010

Japan's financial regulator, the Financial Services Agency (Japanese FSA), has not been subject to clear pressure to reform unlike regulators in most other developed capital markets

Simplified Advice processes can the regulatory obstacles be overcome?

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • August 5 2010

We are currently at a crucial stage of the regulatory process in relation to Simplified Advice processes