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Results: 1-10 of 132

The small firms financial crime review

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

In April 2008, the FSA launched a major thematic project which was aimed at establishing the extent to which small firms across the financial services industry addressed financial crime risks in their businesses

The six-month time limit

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The Financial Ombudsman Service (FOS) has published an online technical resource note that explains the "six-month time limit" for referring complaints to it

Something old and something new: Novel and familiar drivers of the latest crisis

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The FSA has published a speech given by Adair Turner (Chairman, FSA) entitled Something old and something new: Novel and familiar drivers of the latest crisis

Queen’s Speech - Financial Services Regulation Bill

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

A transcript of the Queen's Speech which outlines the Government's priorities for the coming Parliamentary year has been published on the Number 10 website

Statement regarding Competition Commission’s decision on prohibition of point of sale

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The British Bankers Association (BBA) has issued a statement stating that it is very disappointed that the Competition Commission has decided to pursue a point of sale prohibition for payment protection insurance products

FSA’s approach to intensive supervision

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The FSA has published a speech given by Jon Pain (Managing Director, Supervision, FSA) entitled FSA's approach to intensive supervision

Simplified Advice

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The FSA has published a speech given by Sheila Nicoll (Conduct Policy Director, FSA) which is entitled Simplified Advice

TheCityUK lays out vision for financial services industry

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 18 2010

TheCityUK is an independent body, established with the support of the City of London Corporation and in consultation with government and industry

FSA complaints data 2009 H2

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 18 2010

The FSA has published complaints data for the second half of 2009

Consultation Paper 1011: Implementing aspects of the Financial Services Act 2010

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 3 2010

The FSA has published Consultation Paper 1011: Implementing aspects of the Financial Services Act 2010 (CP1011

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