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The EU-US Coalition on Financial Regulation (the Coalition) is an industry-led initiative created in 2005 to push for mutual regulatory recognition between EU member states and the US, as well as targeted rule convergence
The FSA has fined Toronto Dominion Bank (London Branch) £7m for systems and controls breaches in relation to the pricing of certain sophisticated and often illiquid derivative products by a proprietary trader
The Association for Financial Markets in Europe (AFME) has published a press release stating that six leading investment banks (Citi, Credit Suisse, Deutsche Bank, J.P. Morgan Cazenove, Morgan Stanley and UBS) have launched a voluntary initiative to improve post trade transparency in the European over-the-counter equity markets
