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Results: 1-10 of 5,479

FSA publishes 2007-2008 business plan

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • February 9 2007

The UK Financial Services Authority (FSA) published its 2007-2008 Business Plan on February 6

Review of firms' approach to time barring mortgage endowment complaints

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • February 8 2007

The FSA has published on its website the results of its review of firms' approaches to time barring mortgage endowment complaints

New regulations extend eligibility to the government’s financial assistance scheme

  • Squire Sanders
  • -
  • United Kingdom
  • -
  • January 31 2007

The Financial Assistance Scheme (Miscellaneous Amendments) Regulations 2006 came into force on 16 December 2006

Misrepresentation and guarantees

  • Squire Sanders
  • -
  • United Kingdom
  • -
  • December 21 2007

This case highlights the dangers of making statements in documents intended to have legal effect that convey one message to the reader whilst the author intended something quite different

Freezing order breach by bank

  • Reed Smith LLP
  • -
  • United Kingdom
  • -
  • November 30 2007

In R (on the application of Revenue & Customs Prosecution Office) v (1) R (2) Lloyds TSB Plc Lawtel 22.11.07 the Administrative Court held that a bank was in breach of a freezing order where it had moved money from an ordinary current account specified in the order into two other interest-bearing accounts

Payment protection insurance market referred to the Competition Commission

  • Wragge & Co LLP
  • -
  • United Kingdom
  • -
  • February 13 2007

On 7 February 2007, the Office of Fair Trading (OFT) announced that it has referred the UK payment protection insurance (PPI) market to the Competition Commission for further investigation

Norwich Union fined £1.26million for information security lapses: FSA focus on internal policies takes principles-based regulation to the next level

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • December 21 2007

By final notice dated 17 December 2007, the FSA has fined Norwich Union Life ("NUL") £1.26 million for systems and controls failures relating to information security, which placed their customers at risk of financial crime

CP0812: Quarterly Consultation (No.17)

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • July 14 2008

The FSA has published Consultation Paper 0812: Quarterly Consultation (No.17) (CP0812

Theft of laptop leads to $1.9 million fine for Nationwide

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • February 16 2007

On February 14, the UK Financial Services Authority announced that it had fined Nationwide Building Society £980,000 (approx. $1.9 million) for a breach of FSA’s Principle 3 (Systems and Controls) by failing adequately to assess the risks relating to information security and take reasonable care to ensure that it had adequate procedures to manage those risks, including the risks that electronic equipment containing customer information might be lost or stolen

FSA statement on mortgage exit administration fee increases

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • February 8 2007

The FSA has issued a press notice on the recent increases in mortgage exit administration fees

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