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Results: 1-10 of 274

Platform Funding v Bank of Scotland

  • RPC
  • -
  • United Kingdom
  • -
  • September 30 2008

Mr Hewes wanted a mortgage on 1 Bakers Yard

Round up

  • RPC
  • -
  • United Kingdom
  • -
  • November 19 2008

This year saw another IFA try to take a stand against the Financial Ombudsman Service

Who knows your secrets?

  • RPC
  • -
  • United Kingdom
  • -
  • November 19 2008

Firms are facing a two-pronged attack from the FSA and the Information Commissioner over the steps they take to maintain security of personal data

FSA clamps down on brokers implicated in mortgage fraud

  • RPC
  • -
  • United Kingdom
  • -
  • November 19 2008

A significant increase in prohibition orders and the introduction of substantial fines mark a significant step-up in the FSA's campaign against mortgage fraud in 2008

Money Laundering Regulations 2007

  • RPC
  • -
  • United Kingdom
  • -
  • November 29 2007

The Money Laundering Regulations 2007 come into force on 15 December 2007

Sub-prime special briefing

  • RPC
  • -
  • United Kingdom, USA
  • -
  • December 30 2007

The recent turmoil in capital and credit markets was caused by the US sub-prime crisis but its effects have been world-wide

Northern Rock decides not to pursue claims against directors or auditors

  • RPC
  • -
  • United Kingdom
  • -
  • December 31 2008

The former Chief Executive of Northern Rock and many of his fellow directors have escaped legal action following the collapse of the bank

Ombudsman threat looms large for mortgage advisers

  • RPC
  • -
  • United Kingdom
  • -
  • February 25 2009

As the recession bites and cracks start appearing in past deals we can expect to see an array of claims against professionals coming out of the woodwork

FSA use of a firm’s reports

  • RPC
  • -
  • United Kingdom
  • -
  • February 25 2009

The FSA has recently consulted on changes to its Enforcement Guide aimed at clarifying its approach to internal investigation reports that firms commission in anticipation of possible FSA enforcement action

New FSA rules could require companies to compensate customers who do not even complain

  • RPC
  • -
  • United Kingdom
  • -
  • May 17 2008

Companies could be required to voluntarily compensate all of their customers under the new rules being brought in under the guise of the EU's Markets in Financial Instruments Directive (MiFID