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Results: 1-10 of 101

Has the FCA started as it means to go on?

  • Dechert LLP
  • -
  • United Kingdom
  • -
  • May 17 2013

Has the Financial Conduct Authority ("FCA") in the UK started as it means to go on? The FCA recently fined a UK subsidiary of a private Swiss Bank

The new financial regulator in the UK - some practical points

  • Dechert LLP
  • -
  • United Kingdom
  • -
  • March 28 2013

It cannot have escaped anyone's attention that the Financial Services Authority (FSA) ceases to exist as such on Monday 1 April 2013. In its place

Financial services update on UK and European regulatory developments

  • Dechert LLP
  • -
  • European Union, United Kingdom
  • -
  • December 18 2012

This update summarises current regulatory developments impacting the asset management sector in the UK and throughout the European Union

Imminent thematic review by FSA of asset managers in the UK

  • Dechert LLP
  • -
  • United Kingdom
  • -
  • November 30 2012

The Financial Services Authority is shortly to embark on a thematic review of asset managers

The FSA’s retail distribution review its impact on investment fund managers

  • Dechert LLP
  • -
  • United Kingdom
  • -
  • November 28 2012

The FSA’s Retail Distribution Review (“RDR”) will come into effect on 31 December 2012

FSA’s Retail Distribution Review

  • Dechert LLP
  • -
  • United Kingdom
  • -
  • November 14 2012

The FSA’s Retail Distribution Review (RDR) will come into effect on 31 December 2012

The euro crisis contingency planning for asset managers

  • Dechert LLP
  • -
  • European Union, United Kingdom
  • -
  • May 17 2012

This paper seeks to identify, as a matter of contingency planning, legal issues which might arise for asset managers as a result of a contraction or restructuring of the eurozone (a “euro event”

The Capital Requirements (Amendments) Regulations 2012

  • Dechert LLP
  • -
  • United Kingdom
  • -
  • April 4 2012

On 26 March 2012, the above Regulations (SI 2012917) (“the Amendment Regulations”), were published with an explanatory memorandum

The LIBOR review

  • Dechert LLP
  • -
  • United Kingdom
  • -
  • April 4 2012

It has been reported that the British Bankers’ Association (the “BBA”) is to review the rate setting process for LIBOR (“London Interbank Offered Rate”) and has met with HM Treasury, the Bank of England and the FSA to consider the impact of future market and regulatory developments on LIBOR

The OFT’s cash ISAs review

  • Dechert LLP
  • -
  • United Kingdom
  • -
  • April 4 2012

On 14 March 2012, the Office of Fair Trading (the “OFT”) published a review of industry progress on implementing reform initiatives for improving the cash ISA market for customers

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