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FSA fines investment manager for client money breaches

  • Dentons
  • -
  • United Kingdom
  • -
  • November 18 2011

FSA has fined McInroy & Wood Limited, a discretionary investment management firm, £15,050 for breaching FSA’s client money rules

FSA acts against land banks

  • Dentons
  • -
  • United Kingdom
  • -
  • June 10 2011

FSA has obtained a winding up order in the High Court against one land banking company and court sanctioning of a continued worldwide freeze on the assets of another, which it believes to be a phoenix company of the first

FSA appoints Paul Stockton to FSCS board

  • Dentons
  • -
  • United Kingdom
  • -
  • December 9 2011

FSA has appointed Paul Stockton as non-executive director of the Financial Services Compensation Scheme

FOS publishes plans and budget

  • Dentons
  • -
  • United Kingdom
  • -
  • January 14 2011

FOS's plans and budget for the next year explain its plans and ask for comment by 21 February

FSA announces re-start of FSCS funding review

  • Dentons
  • -
  • United Kingdom
  • -
  • October 7 2011

FSA has decided to relaunch its review of the Financial Services Compensation Scheme (FSCS) Funding Model, which originally began in 2009