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Results: 1-10 of 280

Supplementary annex to good and poor practices in Key Features Documents

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 11 2009

The FSA has published a supplementary annex to its report on good and poor practices in Key Features Documents which was originally published on 28 September 2007

FSA speech - delivering intensive supervision and credible deterrence

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • March 16 2009

The FSA has published a speech by Hector Sants (CEO, FSA) entitled "Delivering intensive supervision and credible deterrence"

Implementation of financial stability measures for Lloyds Banking Group and Royal Bank of Scotland

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • November 9 2009

Following discussions with Lloyds Banking Group (Lloyds) and Royal Bank of Scotland (RBS) in respect of their participation in the Government’s Asset Protection Scheme (APS), HM Treasury has announced that Lloyds will not participate in the APS and instead will raise additional private sector capital and pay a fee to the taxpayer for the implicit protection provided to date

FSA publishes policy statement on the approved persons regime

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • August 3 2009

The FSA has confirmed an extension of the approved persons regime for those that perform a ‘significant influence’ function at firms

ICGN Conference on Corporate Governance - Check against delivery

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • April 5 2010

HM Treasury has published a speech that Paul Myners (Financial Services Secretary) gave at the ICGN Conference on Corporate Governance

Queen’s Speech - Financial Services Regulation Bill

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

A transcript of the Queen's Speech which outlines the Government's priorities for the coming Parliamentary year has been published on the Number 10 website

Consultation Paper 103: Effective corporate governance (Significant influence controlled functions and the Walker review)

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • February 1 2010

On 28 January 2010, the FSA published Consultation Paper 103: Effective corporate governance (Significant influence controlled functions and the Walker review) (CP103

Handbook Notice 93

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • October 12 2009

The FSA has published Handbook Notice 93

Bankas Snoras decides not to open a branch in the UK and to withdraw its tribunal case

  • Norton Rose LLP
  • -
  • Lithuania, United Kingdom
  • -
  • March 9 2009

On 28 December 2007, the FSA received notification from the Bank of Lithuania that Bankas Snoras, a bank authorised and regulated by it, intended to establish a branch in the United Kingdom

FSA publishes Policy Statement on regulating reclaim funds

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • August 3 2009

The FSA has published Policy Statement 0912, containing feedback on Consultation Paper 098 and setting out its final rules on regulating reclaim funds