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FSA writes to CEOs on liquidity

Dentons
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United Kingdom
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January 15 2010

FSA has written to CEOs on how FSA plans to monitor compliance with its new liquidity requirements

FSA responds on corporate governance

Dentons
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United Kingdom
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September 10 2010

FSA has responded to the Commission's green paper on corporate governance

COBS telephone recording rules now in force

Dentons
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United Kingdom
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March 13 2009

The new rules in COBS that require firms to record telephone conversations in respect of dealings in certain financial instruments for or on behalf of clients took effect from 6 March

Treasury looks to the future

Dentons
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United Kingdom
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May 8 2009

Treasury has published a report of the Financial Services Competitiveness Group, of which the Chancellor is a co-chair

Unfair contract terms: "read and understood" declarations

Dentons
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United Kingdom
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January 28 2009

Under the Unfair Terms in Consumer Contracts Regulations 1999 (the Regulations), FSA has the power to challenge FSA-regulated firms that are using terms which they view as unfair

FSSC fails to meet standards

Dentons
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United Kingdom
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May 15 2009

FSSC has not been relicensed by the UK Government and the Devolved Administrations

FSA calls for better checks on senior management

Dentons
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United Kingdom
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May 15 2009

Hector Sants, speaking to the SII, outlined changes FSA is making to how it judges the competence of firms’ senior management as well as their probity