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Results: 1-9 of 9

Corporate governance: a change in landscape on the horizon for financial institutions and listed companies

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • September 15 2009

The recommendations in the Walker Review on corporate governance in UK financial institutions aim to bring about significant cultural and organisational changes in corporate governance

Retail Distribution Review: navigating the road ahead

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • October 27 2009

The Retail Distribution Review (RDR) is a key priority for the FSA and will affect FSA regulated firms involved in the structuring and onward distribution of investment products to retail clients, where this is undertaken on an advisory basis

Platform regulation an important fork in the road

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • June 23 2010

In March 2010, the FSA published a Discussion Paper (DP102) seeking industry views on wide-ranging changes to the regulation of platforms

UK regulatory architecture reforms: Government consults on framework details

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • February 17 2011

Today, HM Treasury published its latest consultation paper on the Government's sweeping reforms to the UK financial services regulatory architecture

Joint parliamentary committee calls for evidence on draft financial services bill

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • July 22 2011

The Joint Committee appointed by both Houses of Parliament to conduct pre-legislative scrutiny of the draft Financial Services Bill has issued a call for written evidence to be submitted by Friday 2 September 2011

FSA confirms bans on product provider payments to platforms and all product charge cash rebates

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • June 28 2012

The rules will come into force on 31 December 2013

Banking reform bill published

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • October 17 2012

The draft Financial Services (Banking Reform) Bill has now been published

Product intervention what should the future hold?

  • Herbert Smith Freehills LLP
  • -
  • European Union, United Kingdom
  • -
  • June 22 2012

The Herbert Smith financial services team recently hosted a roundtable discussion with high profile members of the financial services industry and a key policymaker at the FSA, to discuss product intervention and what shape the future landscape should take

Financial Services Act 2010

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • April 12 2010

On 8 April 2010, the Financial Services Bill received Royal Assent, marking the end of its passage through the legislative process

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