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FSA appoints Paul Stockton to FSCS board
- Dentons
- -
- United Kingdom
- -
- December 9 2011
FSA has appointed Paul Stockton as non-executive director of the Financial Services Compensation Scheme
Commission takes action for non-implementation of CRD3
- Dentons
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- European Union, Italy, Poland
- -
- December 1 2011
The Commission is taking Italy and Poland to the European Court of Justice for incomplete transposition of the third Capital Requirements Directive (CRD3
FSA fines investment manager for client money breaches
- Dentons
- -
- United Kingdom
- -
- November 18 2011
FSA has fined McInroy & Wood Limited, a discretionary investment management firm, £15,050 for breaching FSA’s client money rules
Council adopts financial conglomerates changes
- Dentons
- -
- European Union
- -
- November 11 2011
The Council has adopted a Directive amending the 2002 Financial Conglomerates Directive to strengthen supervision of financial conglomerates
FSA announces re-start of FSCS funding review
- Dentons
- -
- United Kingdom
- -
- October 7 2011
FSA has decided to relaunch its review of the Financial Services Compensation Scheme (FSCS) Funding Model, which originally began in 2009
European Ombudsman decides on public hearing lists
- Dentons
- -
- European Union
- -
- June 10 2011
The European Ombudsman has published details of a complaint made by an attendee at a public hearing organised by the then Committee of European Banking Supervisors (CEBS
FSA acts against land banks
- Dentons
- -
- United Kingdom
- -
- June 10 2011
FSA has obtained a winding up order in the High Court against one land banking company and court sanctioning of a continued worldwide freeze on the assets of another, which it believes to be a phoenix company of the first
FOS publishes plans and budget
- Dentons
- -
- United Kingdom
- -
- January 14 2011
FOS's plans and budget for the next year explain its plans and ask for comment by 21 February
Current Search
- Workarea - Banking
- Firm Name - Dentons
- Author - Josie Day
- Author - Matthew Hodgson