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Financial services update Vol. 10, Issue 11

  • Winston & Strawn LLP
  • -
  • European Union, USA
  • -
  • March 23 2015

This edition focuses on corporate governance and its Related Issues. In particular, academics from the School of Accountancy at Singapore Management

Financial services update Vol. 10, Issue 10

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 16 2015

The U.S. Commodity Future Trading Commission ("CFTC") is holding a public roundtable on Cybersecurity and System Safeguards Testing on Wednesday

Making it easier to “amend-and-extend” syndicated loan agreements

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • January 19 2012

A relatively recent development has been appearing with increasing frequency in newly negotiated and completed loan agreements for deals involving a syndicated bank group of two or more lenders

Financial services update Vol. 10, Issue 9

  • Winston & Strawn LLP
  • -
  • European Union, USA
  • -
  • March 9 2015

I recently had the opportunity to invest in individual shortterm real estate loans. Having devoted my current liquidity to a real estate

Debt traders beware: the SEC is watching

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 14 2013

There is a vibrant market in selling all forms of debt, including bank debt, bond debt, and even trade claims. Many believe that the trading of debt

DTC extends end-of-day cut-off time for processing to the Federal Reserve

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • December 13 2010

On December 2nd, the SEC granted immediate effectiveness to The Depository Trust Company's proposed changes to its end-of-day settlement processing system, which controls and coordinates the settlement of Participant accounts and Settling Bank accounts on DTC's system

FCA and PRA consultation paper on whistleblowing in deposit-takers, PRA-designated investment firms and insurers

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • March 11 2015

On 23 February 2015, the FCA and PRA published a consultation paper proposing a package of measures with the aim of formalising firms' whistleblowing

RESPA private right of action exists for violations not involving overcharges

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • November 2 2009

On October 28th, the Third Circuit held that a consumer may bring a private right of action for a violation of RESPA section 8 even if the violation did not result in a traditional, monetary injury in the form of an overcharge for mortgage settlement services

Regulation of certain wire and ACH transfers to persons abroad is impending in the guise of regulation of consumer “remittance transfers”

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 19 2011

The Dodd-Frank Act, a more than 2,300 page comprehensive financial regulatory reform law that the President signed into law last July, contains a number of little known and scantily discussed provisions such as Section 1073 that provides for federal regulation of "remittance transfers," essentially consumer-initiated electronic transfers of funds to persons in foreign countries

FCPA monitors

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 18 2011

On July 11th, CFO.com summarized what firms can expect from a compliance monitor appointed after the settlement of Foreign Corrupt Practices Act charges