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Results: 1-10 of 1,873

The New York State Department of Financial Services (the “DFS”) has fined Tokyo Mitsubishi UFA US $315,000,000 for the conduct of several compliance officers

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • November 26 2014

On 18 November 2014, the DFS published a consent order setting out the findings against Tokyo Mitsubishi UFA, which included that compliance offers

An individual has pleaded guilty to charges of conspiracy to defraud in relation to the manipulation of LIBOR

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • November 26 2014

On 3 October 2014, the SFO announced that a "senior banker" from a "leading British bank" pleaded guilty to charges laid at Southwark Crown Court

Making it easier to “amend-and-extend” syndicated loan agreements

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • January 19 2012

A relatively recent development has been appearing with increasing frequency in newly negotiated and completed loan agreements for deals involving a syndicated bank group of two or more lenders

Financial services update November 24 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • November 24 2014

Consumer Leasing (Regulation M). 79 FR 56482. Truth in Lending (Regulation Z). 79 FR 56483. Truth in Lending (Regulation Z) Annual Threshold

Debt traders beware: the SEC is watching

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 14 2013

There is a vibrant market in selling all forms of debt, including bank debt, bond debt, and even trade claims. Many believe that the trading of debt

Financial services update November 24 2014 banking agency developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • November 24 2014

On November 20th, the Federal Reserve Board announced it has asked its Inspector General to examine two aspects of the Federal Reserve System's

The recent ruling confirming the FTC’s authority to sue companies for cybersecurity failures: why this matters to the financial services industry

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • April 16 2014

For more than a decade, the Federal Trade Commission ("FTC") has investigated companies for maintaining what the FTC believes are unreasonable data

FCA fines five banks £1.1 billion in FX settlement

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • November 26 2014

On 12 November 2014, the FCA issued Final Notices collectively fining five banks £1.1 billion for alleged FX rigging. The Final Notices state that

HM Treasury has published an advisory notice regarding money laundering and terrorist financing controls in overseas jurisdictions

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • November 26 2014

On 18 November 2014, HM Treasury published its latest revised advisory notice, providing advice about the risks posed by unsatisfactory anti- money

Financial services update November 17 2014 Treasury Department developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • November 17 2014

On November 13th, the Consumer Financial Protection Bureau (“CFPB”) published for comment new federal consumer protections for the prepaid market