Search results

Order by most recent / most popular / relevance

Results: 1-10 of 516

UK’s FCA restricts marketing of unregulated collective investment schemes and similar products to retail investors

Morrison & Foerster LLP
-
United Kingdom
-
June 17 2013

Following a public consultation conducted by its predecessor, the Financial Services Authority (FSA), the Financial Conduct Authority (FCA) of the UK

Fed comes to the rescue: interim final rule for foreign banks under Lincoln Amendment

Morrison & Foerster LLP
-
USA
-
June 6 2013

In a move that will be welcomed by the U.S. foreign bank community and its clients, the Federal Reserve Board yesterday issued an interim final rule

Financial services report, summer 2013

Morrison & Foerster LLP
-
USA
-
June 5 2013

In Kilgore v. Keybank, N.A., the Ninth Circuit was poised to decide whether the Supreme Court’s Concepcion decision vitiates California’s “public”

Now the fun begins: FSOC proposes the first three nonbank SIFIs

Morrison & Foerster LLP
-
USA
-
June 4 2013

In a June 3, 2013 closed-door meeting, the Financial Stability Oversight Council ("FSOC") voted to propose the designation of three financial

CFPB fair lending guidance for indirect auto lenders it's not just about cars

Morrison & Foerster LLP
-
USA
-
June 4 2013

Several weeks ago, the Consumer Financial Protection Bureau ("CFPB") issued a fair lending guidance bulletin ("Bulletin") directed at financial

Broker-dealer email systems must keep pace with firm growth, FINRA says

Morrison & Foerster LLP
-
USA
-
May 28 2013

A recent FINRA disciplinary action sends a strong message to broker-dealers that the development of their compliance systemsparticularly with respect

Further setback for the CFPB director’s authority?

Morrison & Foerster LLP
-
USA
-
May 17 2013

A split panel of the U.S. Court of Appeals for the Third Circuit issued a decision yesterday holding that a "recess" appointment to the National

Key issues for Yankee CDs

Morrison & Foerster LLP
-
USA
-
May 15 2013

Yankee CDs are certificates of deposit issued by U.S. branches of non-U.S. banks. Some Yankee CDs are issued by a federally licensed branch that is

DOJ turns FCPA spotlight on financial services sector as enforcement efforts in Latin America continue

Morrison & Foerster LLP
-
USA
-
May 15 2013

Last week, the U.S. Department of Justice (DOJ) announced the indictment of two employees of a U.S. broker-dealer, Direct Access Partners, and a

Financial services in 2013 and beyond: adapting to the new regulatory climate

Morrison & Foerster LLP
-
USA
-
May 7 2013

The enactment of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act," or "Dodd-Frank") in 2010 was a watershed moment in

next >

Search results

UK’s FCA restricts marketing of unregulated collective investment schemes and similar products to retail investors

Fed comes to the rescue: interim final rule for foreign banks under Lincoln Amendment

Financial services report, summer 2013

Now the fun begins: FSOC proposes the first three nonbank SIFIs

CFPB fair lending guidance for indirect auto lenders it's not just about cars

Broker-dealer email systems must keep pace with firm growth, FINRA says

Further setback for the CFPB director’s authority?

Key issues for Yankee CDs

DOJ turns FCPA spotlight on financial services sector as enforcement efforts in Latin America continue

Financial services in 2013 and beyond: adapting to the new regulatory climate

Current Search

Suggested Facets

Author

Jurisdiction

Workarea