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FSA makes new rules
- Dentons
- -
- United Kingdom
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- July 1 2011
At FSA’s Board Meeting on 23 June it made the following new rules
FSA bans former partner
- Dentons
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- United Kingdom
- -
- February 11 2011
FSA has banned a former partner in a City firm from working in financial services
Up next from FSA
- Dentons
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- United Kingdom
- -
- February 4 2011
Over the next couple of months, FSA expects to publish:a consultation on the review of the Financial Services Compensation Scheme funding model
Commission takes action for non-implementation
- Dentons
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- European Union, United Kingdom
- -
- February 4 2011
The Commission has:asked the UK to notify it of some remaining national measures to implement the Consumer Credit Directive, as the UK failed to notify it of all implementing legislation before the deadline of 11 June 2010;asked Germany to ensure it fully complies with anti-money laundering legislation; andreferred Sweden to the Court of Justice for inadequate implementation of the Distance Marketing Directive
Up next from FSA
- Dentons
- -
- United Kingdom
- -
- January 7 2011
In the first quarter of 2011, FSA plans to publish: policy statement on its fees and levies policy and consultation on its fees and levies for 20112012
Treasury publishes bulletin
- Dentons
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- United Kingdom
- -
- October 15 2010
Treasury has published a bulletin summarising recent developments in financial services
Up next from FSA
- Dentons
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- United Kingdom
- -
- October 1 2010
Before the end of October, FSA plans to publish feedback and rules on implementing aspects of the FS Act 2010
FSA makes more new rules
- Dentons
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- United Kingdom
- -
- October 1 2010
In addition to the new rules highlighted above, FSA made the following instruments at its September board meeting
Complaints Commissioner upholds FSA fee demands
- Dentons
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- United Kingdom
- -
- August 20 2010
The Complaints Commissioner has rejected complaints from two firms that ceased business and objected to FSA claiming fees for the full year during which the business ceased
HMRC backs FSA on nominated officer
- Dentons
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- United Kingdom
- -
- August 13 2010
HMRC has said it backs FSA's view that firms should not over-rely on external consultants to ensure compliance with their AML requirements
Current Search
- Workarea - Banking
- Author - Melissa Peters
- Author - Emma Radmore
- Jurisdiction - United Kingdom