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First it was insurance brokers and now it’s investment bankers FSA tests anti-bribery and corruption controls at investment banks
- RPC
- -
- United Kingdom
- -
- April 13 2012
The FSA recently published the findings of its thematic review of anti-bribery and corruption (ABC) systems and controls at 15 investment banks
FRC plans to focus on disciplinary action
- RPC
- -
- United Kingdom
- -
- March 8 2012
The FRC has published its Draft Plan & Budget for 201213
The FSA’s last risks warning
- RPC
- -
- United Kingdom
- -
- March 4 2011
The new FCA's focus will be 'conduct risk', "that is, the risk that firm behaviour will result in poor outcomes for customers
