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FSA bans and fines Northern Rock director

Dentons
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United Kingdom
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July 30 2010

FSA has fined David Jones, former finance director of Northern Rock, £320,000 and banned him from performing any function related to a regulated activity

BBA responds on compensation

Dentons
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United Kingdom
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April 17 2009

BBA has responded to CP 093

FSA consults on retail governance guidance

Dentons
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United Kingdom
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February 4 2011

FSA is consulting on industry guidance following feedback on seminars for retail firms

FSA consults on auditor and supervisor cooperation

Dentons
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United Kingdom
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February 18 2011

FSA is consulting on a draft code of practice on which it has worked with the Bank of England to enhance the dialogue between supervisors and external auditors of firms

Commission publishes FICOD conference programme

Dentons
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United Kingdom
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May 25 2012

The Commission has published the programme for its conference on the FICOD review, which will take place on 28 June

FSA publishes interest rate hedging warnings

Dentons
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United Kingdom
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July 6 2012

FSA has published an update on its work and findings relating to the sale of interest rate hedging products

BBA briefs on CDS regulation

Dentons
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United Kingdom
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July 13 2012

BBA has issued a briefing on the proposed Central Securities Depository (CDS) Regulation

A updates on banking defaults

Dentons
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United Kingdom
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May 4 2012

FSA has published an overview of Financial Services Compensation Scheme (FSCS) levies and projected estimates related to the banking failures of 20089

SFO confirms view on LIBOR fixing “offences”

Dentons
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United Kingdom
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August 3 2012

The Director of SFO has confirmed its preliminary view that existing criminal offences cover the alleged manipulation of LIBOR

Industry responds on EMIR TS

Dentons
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European Union, United Kingdom
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August 10 2012

ISDA, the British Bankers' Association (BBA), the Association of Financial Markets in Europe (AFME) and the Italian brokers association have submitted a detailed response to ESMA’s consultation paper and draft TS on EMIR