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Results: 1-10 of 19

BBA responds on compensation

  • Dentons
  • -
  • United Kingdom
  • -
  • April 17 2009

BBA has responded to CP 093

FSA bans and fines Northern Rock director

  • Dentons
  • -
  • United Kingdom
  • -
  • July 30 2010

FSA has fined David Jones, former finance director of Northern Rock, £320,000 and banned him from performing any function related to a regulated activity

FSA consults on retail governance guidance

  • Dentons
  • -
  • United Kingdom
  • -
  • February 4 2011

FSA is consulting on industry guidance following feedback on seminars for retail firms

FSA consults on auditor and supervisor cooperation

  • Dentons
  • -
  • United Kingdom
  • -
  • February 18 2011

FSA is consulting on a draft code of practice on which it has worked with the Bank of England to enhance the dialogue between supervisors and external auditors of firms

A updates on banking defaults

  • Dentons
  • -
  • United Kingdom
  • -
  • May 4 2012

FSA has published an overview of Financial Services Compensation Scheme (FSCS) levies and projected estimates related to the banking failures of 20089

Commission publishes FICOD conference programme

  • Dentons
  • -
  • United Kingdom
  • -
  • May 25 2012

The Commission has published the programme for its conference on the FICOD review, which will take place on 28 June

BBA briefs on CDS regulation

  • Dentons
  • -
  • United Kingdom
  • -
  • July 13 2012

BBA has issued a briefing on the proposed Central Securities Depository (CDS) Regulation

FSA publishes interest rate hedging warnings

  • Dentons
  • -
  • United Kingdom
  • -
  • July 6 2012

FSA has published an update on its work and findings relating to the sale of interest rate hedging products

SFO confirms view on LIBOR fixing “offences”

  • Dentons
  • -
  • United Kingdom
  • -
  • August 3 2012

The Director of SFO has confirmed its preliminary view that existing criminal offences cover the alleged manipulation of LIBOR

Treasury announces Wheatley review ToR

  • Dentons
  • -
  • United Kingdom
  • -
  • August 3 2012

Treasury has confirmed the Terms of Reference (ToR) of the review it has asked Martin Wheatley to carry out following the LIBOR settling issues