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Results: 11-20 of 3,190

Foreign authorities are cracking down on corruption

  • Pillsbury Winthrop Shaw Pittman LLP
  • -
  • USA
  • -
  • May 13 2013

The pace of international law enforcement cooperation in the anti-corruption setting has quickened since 2009. Even so, there is a widespread

Financial services update, vol. 8, number 19

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 13 2013

In 2012, Congress enacted the Stop Trading on Congressional Knowledge Act (or the "STOCK Act"), in an effort to ban insider trading by members of

This week at the UK regulators - 13 May 2013

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • May 13 2013

Last week was quieter at the UK regulators than some previous weeks. The only announcement to be made was an update from the FCA on the timetable for

Two recent Supreme Court cases offer good and bad news for securities defendants

  • Seyfarth Shaw LLP
  • -
  • USA
  • -
  • May 13 2013

The United States Supreme Court issued two recent opinions that offer both good and bad news to defendants in securities fraud lawsuits. Although

How to minimize FCPA risk in health care acquisitions

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • May 10 2013

When acquiring a health care company doing business abroad, there is no such thing as being too thorough with anti-corruption due diligence. The

This week in securities litigation (week ending May 10, 2013)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • May 10 2013

The focus this week was on the proposed SEC budget as new SEC Chair Mary Jo White told a House subcommittee that the agency needs about a 26

Best laid plans gone awry: practices for Rule 10b5-1 trading plans

  • Pillsbury Winthrop Shaw Pittman LLP
  • -
  • USA
  • -
  • May 9 2013

Rule 10b5-1 trading plans are in the limelight due to investigations initiated by U.S. Attorney's Offices and the SEC into possible abuses by

Think the government’s claim against you is time-barred? Not so fast!

  • Dechert LLP
  • -
  • USA
  • -
  • May 9 2013

When a company understands that the United States Government may have a claim against it, the company's directors and officers are usually very aware

DOJ and SEC scrutinize potential misuse of Rule 10b5-1 trading plans by corporate directors affiliated with investment advisers

  • Dechert LLP
  • -
  • USA
  • -
  • May 9 2013

Over the past four years, the U.S. Department of Justice ("DOJ") and U.S. Securities and Exchange Commission ("SEC") have focused on insider trading

The proposed SEC budget: up 26 to $1.67 billion

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • May 8 2013

The SEC is seeking a 26 increase in its budget for the next fiscal year, to $1.674 billion. The increase will permit the agency to add 676 new staff

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