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Uberoi sentencing hearing

Herbert Smith Freehills LLP
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United Kingdom
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January 6 2010

Matthew Uberoi and his father, Neel Uberoi, were sentenced to 12 and 24 months' imprisonment respectively, for insider dealing on 10 December 2009

Fraud, bribery and corruption

Herbert Smith Freehills LLP
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United Kingdom, USA
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May 4 2012

David Green CB QC has started his role as the new Director of the SFO

Terrorist financingsanctionsmoney laundering

Herbert Smith Freehills LLP
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United Kingdom
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October 10 2012

Following a consultation on proposed changes to the Money Laundering Regulations 2007 (S.I. 20072156), HM Treasury has published: The Money Laundering (Amendment) Regulations 2012 (20122298) and explanatory memorandum; and The Terrorism Act 2000 and Proceeds of Crime Act 2002 (Business in the regulated sector) (No. 2) Order 2012 (20122299) and explanatory memorandum

Insider traders ordered to pay £180,000 in costs and disgorgement of profits

Herbert Smith Freehills LLP
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United Kingdom
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September 3 2009

Former General Counsel of TTP Communications Christopher McQuoid, and his father-in-law, James William Melbourne have been ordered to pay £180,000 in costs and disgorgement of profits

FSA returns £270,000 to victims of share fraud

Herbert Smith Freehills LLP
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United Kingdom
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March 10 2010

The FSA has recovered approximately £270,000 as a result of action taken against companies involved in a share fraud

FSA imposes record fine against individual for market abuse

Herbert Smith Freehills LLP
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United Kingdom
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March 10 2010

The FSA has fined Mehmet Sepil £967,005 for dealing in the shares of UK listed Heritage Oil Plc (Heritage) on the basis of inside information

Three people arrested in FSA insider dealing investigation

Herbert Smith Freehills LLP
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United Kingdom
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March 10 2010

On 29 January 2010, three individuals were arrested in connection with an FSA investigation into suspected insider dealing

FSA imposes ban and fine for 'mis-marking'

Herbert Smith Freehills LLP
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United Kingdom
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March 10 2010

The FSA has banned a former employee of a London-based fund manager, and fined him £140,000

The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2009

Herbert Smith Freehills LLP
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United Kingdom
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January 6 2010

The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2009 were published on 30 November 2009

Gilher Inc. - latest developments

Herbert Smith Freehills LLP
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United Kingdom
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January 6 2010

Following an investigation into the investment fund Gilher Inc. on 13 November 2009, the SFO has announced that it has obtained a world-wide restraint order against the fund, in accordance with section 41 of the Proceeds of Crime Act 2002 prohibiting the disposal of assets held by named individuals