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Results: 1-10 of 283

New York jury acquits former hedge fund manager of insider trading conspiracy

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 11 2014

In the first case of approximately 81 insider cases that the S.D.N.Y. has successfully brought alleging insider trading, a New York federal jury

SEC obtains settlement for investment adviser’s real estate investment fraud

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • June 20 2014

The Securities and Exchange Commission recently announced a settlement with an investment adviser based on alleged fraud in a real estate investment

Investment adviser accused of $8.8 million fraud by SEC

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • June 13 2014

On June 3, the Securities and Exchange Commission filed an emergency enforcement action in the US District Court for the Southern District of New

Eleventh Circuit upholds convictions in “pump-and-dump” stock fraud scheme

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • June 6 2014

The US Court of Appeals for the Eleventh Circuit recently upheld convictions for defendants who engaged in an illegal pump-and-dump stock

Eleventh Circuit clarifies loss amount calculation for securities fraud sentencing

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 30 2014

The US Court of Appeals for the Eleventh Circuit recently vacated and remanded a defendant's sentence because the US District Court for the Southern

Fourth Circuit declines to extend Janus to criminal cases

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 16 2014

A three-judge panel of the US Court of Appeals for the Fourth Circuit recently affirmed the dismissal of a lawyer's habeas petition, finding that

District Court sustains attachment and garnishment writs under equitable powers

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 2 2014

The US District Court for the Southern District of New York recently held that it was within the court's equitable power to sustain a writ of

SEC alleges insider trading by two friends in advance of the acquisition of the Shaw Group Inc.

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 18 2014

On April 3, the Securities and Exchange Commission brought a lawsuit against Walter Wagner and Alexander Osborn, alleging that the two friends

SEC brings lawsuit against hedge fund manager for defrauding investors

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 18 2014

On April 4, the Securities and Exchange Commission filed a complaint against Matthew D. Sample, founder of hedge fund Lobo Volatility Fund, LLC, for

SEC obtains settlement for violations of registration rules and “layering”

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 11 2014

The Securities and Exchange Commission recently announced a settlement with two brokerage firms and certain of their executives for improper