Search results

Order by most recent / most popular / relevance

Results: 1-10 of 24

Spector Photo Group and Van Raemdonck v Commissie voor het Bank-, Financie- en Assurantiewezen (CBFA)

Herbert Smith Freehills LLP
-
European Union
-
February 16 2010

The European Court of Justice (ECJ) has published its judgment in the case of Spector Photo Group and Van Raemdonck v Commissie voor het Bank-, Financie- en Assurantiewezen (CBFA

Uberoi sentencing hearing

Herbert Smith Freehills LLP
-
United Kingdom
-
January 6 2010

Matthew Uberoi and his father, Neel Uberoi, were sentenced to 12 and 24 months' imprisonment respectively, for insider dealing on 10 December 2009

Market abuse ECJ holds in Daimler case that steps preceding a decision may constitute inside information

Herbert Smith Freehills LLP
-
European Union
-
June 28 2012

The European Court of Justice has today given judgment in the case of Markus Geltl v Daimler AG C-1911, holding that information about intermediate steps taken in the context of a protracted process leading towards a future event or circumstance can be precise, and therefore “inside information”; and a “reasonable expectation” that an event will occur means that there is a realistic prospect, not a high probability, that it will occur

SEC charges attorney in insider trading scheme

Herbert Smith Freehills LLP
-
USA
-
January 6 2010

The Securities and Exchange Commission (SEC) has charged lawyer, Brien. P. Santarlas for disclosing non-public information about a proposed corporate acquisition relating to one of the firm's clients in exchange for kickbacks

Market abuse: ECJ holds in Daimler case that steps preceding a decision may constitute inside information

Herbert Smith Freehills LLP
-
European Union
-
June 29 2012

In its judgment in the case of Markus Geltl v Daimler AG C-1911 yesterday, the European Court of Justice provided clarification on the requirement that information must be "of a precise nature" to be "inside information"

Fraud, bribery and corruption

Herbert Smith Freehills LLP
-
United Kingdom, USA
-
May 4 2012

David Green CB QC has started his role as the new Director of the SFO

Insider traders ordered to pay £180,000 in costs and disgorgement of profits

Herbert Smith Freehills LLP
-
United Kingdom
-
September 3 2009

Former General Counsel of TTP Communications Christopher McQuoid, and his father-in-law, James William Melbourne have been ordered to pay £180,000 in costs and disgorgement of profits

FSA returns £270,000 to victims of share fraud

Herbert Smith Freehills LLP
-
United Kingdom
-
March 10 2010

The FSA has recovered approximately £270,000 as a result of action taken against companies involved in a share fraud

FSA imposes record fine against individual for market abuse

Herbert Smith Freehills LLP
-
United Kingdom
-
March 10 2010

The FSA has fined Mehmet Sepil £967,005 for dealing in the shares of UK listed Heritage Oil Plc (Heritage) on the basis of inside information

Three people arrested in FSA insider dealing investigation

Herbert Smith Freehills LLP
-
United Kingdom
-
March 10 2010

On 29 January 2010, three individuals were arrested in connection with an FSA investigation into suspected insider dealing

next >

Search results

Spector Photo Group and Van Raemdonck v Commissie voor het Bank-, Financie- en Assurantiewezen (CBFA)

Uberoi sentencing hearing

Market abuse ECJ holds in Daimler case that steps preceding a decision may constitute inside information

SEC charges attorney in insider trading scheme

Market abuse: ECJ holds in Daimler case that steps preceding a decision may constitute inside information

Fraud, bribery and corruption

Insider traders ordered to pay £180,000 in costs and disgorgement of profits

FSA returns £270,000 to victims of share fraud

FSA imposes record fine against individual for market abuse

Three people arrested in FSA insider dealing investigation

Current Search

Suggested Facets

Author

Jurisdiction

Workarea