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Terrorist financingsanctionsmoney laundering
- Herbert Smith Freehills LLP
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- United Kingdom
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- October 10 2012
Following a consultation on proposed changes to the Money Laundering Regulations 2007 (S.I. 20072156), HM Treasury has published: The Money Laundering (Amendment) Regulations 2012 (20122298) and explanatory memorandum; and The Terrorism Act 2000 and Proceeds of Crime Act 2002 (Business in the regulated sector) (No. 2) Order 2012 (20122299) and explanatory memorandum
Market abuseinsider dealingFSA enforcement
- Herbert Smith Freehills LLP
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- United Kingdom
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- October 10 2012
The Wheatley Review of LIBOR, which was commissioned by HM Treasury to review the London Inter-Bank Offered Rate, has issued its final report
Fraud, bribery and corruption
- Herbert Smith Freehills LLP
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- United Kingdom, USA
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- May 4 2012
David Green CB QC has started his role as the new Director of the SFO
US SEC files civil action charging NATCO with violations under FCPA
- Herbert Smith Freehills LLP
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- USA
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- June 3 2010
The US Securities and Exchange Commission (SEC) settled its civil enforcement action against NATCO Group Inc (NATCO) earlier this year
FSA publishes small firms' financial crime review
- Herbert Smith Freehills LLP
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- United Kingdom
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- June 3 2010
The FSA has published a review of small firms' implementation of anti-financial crime systems and controls
FSA issues letter to warn against boiler room fraud
- Herbert Smith Freehills LLP
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- United Kingdom
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- June 3 2010
The FSA has sent a letter to approximately 38,000 individuals across the UK to warn them that they could be the target of boiler room share fraud
SEC charges General Re Corporation for its role in AIG and Prudential accounting fraud
- Herbert Smith Freehills LLP
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- USA
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- February 16 2010
The US Securities and Exchange Commission (SEC) has issued a complaint against General Re Corporation (Gen Re) for its involvement in assisting American International Group (AIG) and Prudential Financial Inc. with setting up sham transactions to manipulate their financial statements
IOSCO completes global framework to fight against cross-border market abuse
- Herbert Smith Freehills LLP
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- Global
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- February 16 2010
The International Organisation of Securities Commissions (IOSCO) has announced that it has achieved its goal of having its eligible membership sign onto, or committed to sign, its Multilateral Memorandum of Understanding concerning Consultation, Cooperation and the Exchange of Information (MMOU
Spector Photo Group and Van Raemdonck v Commissie voor het Bank-, Financie- en Assurantiewezen (CBFA)
- Herbert Smith Freehills LLP
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- European Union
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- February 16 2010
The European Court of Justice (ECJ) has published its judgment in the case of Spector Photo Group and Van Raemdonck v Commissie voor het Bank-, Financie- en Assurantiewezen (CBFA
FSA commences criminal proceedings against former iSOFT directors
- Herbert Smith Freehills LLP
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- United Kingdom
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- February 16 2010
The FSA has commenced criminal proceedings against four former directors, Patrick Cryne, Stephen Graham, Timothy Whiston and John Whelan of iSOFT Group Plc for the offence of conspiracy to make misleading statements, contrary to section 397 (1) (a) and (2) of the Financial Services and Markets Act 2000 and section 1 of the Criminal Law Act 1977
Current Search
- Workarea - White Collar Crime
- Workarea - Capital Markets
- Author - Susannah Cogman
- Author - Nichola Peters
- Author - Daniel Hudson
- Firm Name - Herbert Smith Freehills LLP