Search results

Order by most recent / most popular / relevance

Results: 1-10 of 21

Terrorist financingsanctionsmoney laundering

Herbert Smith Freehills LLP
-
United Kingdom
-
October 10 2012

Following a consultation on proposed changes to the Money Laundering Regulations 2007 (S.I. 20072156), HM Treasury has published: The Money Laundering (Amendment) Regulations 2012 (20122298) and explanatory memorandum; and The Terrorism Act 2000 and Proceeds of Crime Act 2002 (Business in the regulated sector) (No. 2) Order 2012 (20122299) and explanatory memorandum

Market abuseinsider dealingFSA enforcement

Herbert Smith Freehills LLP
-
United Kingdom
-
October 10 2012

The Wheatley Review of LIBOR, which was commissioned by HM Treasury to review the London Inter-Bank Offered Rate, has issued its final report

Fraud, bribery and corruption

Herbert Smith Freehills LLP
-
United Kingdom, USA
-
May 4 2012

David Green CB QC has started his role as the new Director of the SFO

US SEC files civil action charging NATCO with violations under FCPA

Herbert Smith Freehills LLP
-
USA
-
June 3 2010

The US Securities and Exchange Commission (SEC) settled its civil enforcement action against NATCO Group Inc (NATCO) earlier this year

FSA publishes small firms' financial crime review

Herbert Smith Freehills LLP
-
United Kingdom
-
June 3 2010

The FSA has published a review of small firms' implementation of anti-financial crime systems and controls

FSA issues letter to warn against boiler room fraud

Herbert Smith Freehills LLP
-
United Kingdom
-
June 3 2010

The FSA has sent a letter to approximately 38,000 individuals across the UK to warn them that they could be the target of boiler room share fraud

FSA bans trader for mis-marking

Herbert Smith Freehills LLP
-
United Kingdom
-
April 13 2010

The FSA has banned Alexis Stenfors, a former proprietary trader, from performing any regulated functions in relation to any regulated activity, on the grounds that he is not a fit and proper person