Search results
Order by most recent / most popular / relevance
Results: 1-10 of 18
Spector Photo Group and Van Raemdonck v Commissie voor het Bank-, Financie- en Assurantiewezen (CBFA)
- Herbert Smith Freehills LLP
- -
- European Union
- -
- February 16 2010
The European Court of Justice (ECJ) has published its judgment in the case of Spector Photo Group and Van Raemdonck v Commissie voor het Bank-, Financie- en Assurantiewezen (CBFA
Uberoi sentencing hearing
- Herbert Smith Freehills LLP
- -
- United Kingdom
- -
- January 6 2010
Matthew Uberoi and his father, Neel Uberoi, were sentenced to 12 and 24 months' imprisonment respectively, for insider dealing on 10 December 2009
SEC charges attorney in insider trading scheme
- Herbert Smith Freehills LLP
- -
- USA
- -
- January 6 2010
The Securities and Exchange Commission (SEC) has charged lawyer, Brien. P. Santarlas for disclosing non-public information about a proposed corporate acquisition relating to one of the firm's clients in exchange for kickbacks
Insider traders ordered to pay £180,000 in costs and disgorgement of profits
- Herbert Smith Freehills LLP
- -
- United Kingdom
- -
- September 3 2009
Former General Counsel of TTP Communications Christopher McQuoid, and his father-in-law, James William Melbourne have been ordered to pay £180,000 in costs and disgorgement of profits
FSA returns £270,000 to victims of share fraud
- Herbert Smith Freehills LLP
- -
- United Kingdom
- -
- March 10 2010
The FSA has recovered approximately £270,000 as a result of action taken against companies involved in a share fraud
FSA imposes record fine against individual for market abuse
- Herbert Smith Freehills LLP
- -
- United Kingdom
- -
- March 10 2010
The FSA has fined Mehmet Sepil £967,005 for dealing in the shares of UK listed Heritage Oil Plc (Heritage) on the basis of inside information
Three people arrested in FSA insider dealing investigation
- Herbert Smith Freehills LLP
- -
- United Kingdom
- -
- March 10 2010
On 29 January 2010, three individuals were arrested in connection with an FSA investigation into suspected insider dealing
FSA imposes ban and fine for 'mis-marking'
- Herbert Smith Freehills LLP
- -
- United Kingdom
- -
- March 10 2010
The FSA has banned a former employee of a London-based fund manager, and fined him £140,000
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2009
- Herbert Smith Freehills LLP
- -
- United Kingdom
- -
- January 6 2010
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2009 were published on 30 November 2009
Gilher Inc. - latest developments
- Herbert Smith Freehills LLP
- -
- United Kingdom
- -
- January 6 2010
Following an investigation into the investment fund Gilher Inc. on 13 November 2009, the SFO has announced that it has obtained a world-wide restraint order against the fund, in accordance with section 41 of the Proceeds of Crime Act 2002 prohibiting the disposal of assets held by named individuals
Current Search
- Workarea - White Collar Crime
- Workarea - Capital Markets
- Author - Susannah Cogman
- Author - Nichola Peters
- Author - Graham More
- Author - Peter Burrell