We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-5 of 5

FSA bans trader for mis-marking

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • April 13 2010

The FSA has banned Alexis Stenfors, a former proprietary trader, from performing any regulated functions in relation to any regulated activity, on the grounds that he is not a fit and proper person

FSA imposes record fine against individual for market abuse

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • March 10 2010

The FSA has fined Mehmet Sepil £967,005 for dealing in the shares of UK listed Heritage Oil Plc (Heritage) on the basis of inside information

Three people arrested in FSA insider dealing investigation

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • March 10 2010

On 29 January 2010, three individuals were arrested in connection with an FSA investigation into suspected insider dealing

FSA imposes ban and fine for 'mis-marking'

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • March 10 2010

The FSA has banned a former employee of a London-based fund manager, and fined him £140,000

FSA returns £270,000 to victims of share fraud

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • March 10 2010

The FSA has recovered approximately £270,000 as a result of action taken against companies involved in a share fraud