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Results: 1-10 of 21

Market abuseinsider dealingFSA enforcement

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • October 10 2012

The Wheatley Review of LIBOR, which was commissioned by HM Treasury to review the London Inter-Bank Offered Rate, has issued its final report

Terrorist financingsanctionsmoney laundering

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • October 10 2012

Following a consultation on proposed changes to the Money Laundering Regulations 2007 (S.I. 20072156), HM Treasury has published: The Money Laundering (Amendment) Regulations 2012 (20122298) and explanatory memorandum; and The Terrorism Act 2000 and Proceeds of Crime Act 2002 (Business in the regulated sector) (No. 2) Order 2012 (20122299) and explanatory memorandum

Fraud, bribery and corruption

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom, USA
  • -
  • May 4 2012

David Green CB QC has started his role as the new Director of the SFO

FSA publishes small firms' financial crime review

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • June 3 2010

The FSA has published a review of small firms' implementation of anti-financial crime systems and controls

FSA issues letter to warn against boiler room fraud

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • June 3 2010

The FSA has sent a letter to approximately 38,000 individuals across the UK to warn them that they could be the target of boiler room share fraud

US SEC files civil action charging NATCO with violations under FCPA

  • Herbert Smith Freehills LLP
  • -
  • USA
  • -
  • June 3 2010

The US Securities and Exchange Commission (SEC) settled its civil enforcement action against NATCO Group Inc (NATCO) earlier this year

FSA bans trader for mis-marking

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • April 13 2010

The FSA has banned Alexis Stenfors, a former proprietary trader, from performing any regulated functions in relation to any regulated activity, on the grounds that he is not a fit and proper person

FSA returns £270,000 to victims of share fraud

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • March 10 2010

The FSA has recovered approximately £270,000 as a result of action taken against companies involved in a share fraud

FSA imposes record fine against individual for market abuse

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • March 10 2010

The FSA has fined Mehmet Sepil £967,005 for dealing in the shares of UK listed Heritage Oil Plc (Heritage) on the basis of inside information

Three people arrested in FSA insider dealing investigation

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • March 10 2010

On 29 January 2010, three individuals were arrested in connection with an FSA investigation into suspected insider dealing