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Results: 1-10 of 19

DOJ files a significant market crisis case against S&P

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • February 5 2013

The Department of Justice brought what is perhaps the most significant market crisis case to date, named as defendants rating agency Standard &

NY AG charges Bank of New York Mellon with securities fraud

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • October 5 2011

The New York Attorney General added Martin Act securities fraud claims and other charges to a whistleblower complaint in taking over a suit against Bank New York Mellon

Credit Suisse traders charged by SEC, DOJ

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • February 2 2012

In significant market crisis based actions, the SEC and the U.S. Attorney for Manhattan brought, respectively, civil and criminal charges against former Credit Suisse Group traders centered on the overpricing of subprime bonds

This week in securities litigation (week ending October 26, 2012)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, United Kingdom, USA
  • -
  • October 26 2012

The focus this week was on white collar criminal securities cases

The SEC’s latest market crisis cases three IndyMac officers

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • February 11 2011

The Commission's newest market crisis cases center on the collapse of IndyMac and its federally-chartered thrift, IndyMac bank

This is one market crisis investigation with positive results

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 4 2011

The Taylor, Bean & Whitaker investigation spawned guilty plea number five on Friday

Another guilty plea from the demise of Taylor Bean

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • March 15 2011

The demise of Taylor, Bean & Whitaker, as well as Colonial Bank, continues to spawn guilty pleas

SEC and Morgan Keegan settle action tied to market crisis

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • June 23 2011

The SEC resolved an action with Morgan Keegan and two of its officers based on the fraudulent pricing of subprime real estate mortgage backed securities

This week in securities litigation (June 3, 2011)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • June 3 2011

Questions about what many claim is the sparse number of market crisis cases continued to swirl on Capital Hill

Sovereign wealth funds

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • February 22 2011

Sources are claiming that the SEC is investigating whether banks and private equity firms have violated the FCPA in dealings with sovereign wealth funds

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