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Results: 1-10 of 354

Anti-corruption digest - January 2013

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 22 2013

Eli Lilly has reached a $29 million settlement with the SEC related to allegations that Lilly subsidiaries in Russia, China, Brazil, and Poland made

Broker’s scheme to profit from trading Apple ends in DOJSEC charges

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 16 2013

Broker David Miller did not have inside information about the Apple earnings call scheduled for October 25, 2012. He did have something else - plans

SEC files settled FCPA action

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 10 2013

The SEC filed its first Foreign Corrupt Practices Act case of the year, a settled administrative proceeding which named Philips Electronics as a

Insider trading: U.S. v. Nguyen

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 21 2011

U.S. v. Nguyen (S.D.N.Y.) is an action against Bob Nguyen, an employee of an expert networking firm

Former Innospec CFO and CEO settles FCPA charges

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 25 2011

The SEC settled another FCPA case arising out of the violations of Innospec, Inc., a manufacturer and distributor of fuel additives and specialty chemicals

Insider trading: U.S. v. Holley

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 21 2011

The criminal case names as defendants George H. Holley, the co-founder of Home Diagnostics and his friend Phairot Iamnaita

Fraud: U.S. v. Provident Capital Indemnity, Ltd

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 21 2011

U.S. v. Provident Capital Indemnity, Ltd. (E.D. Va.) is an action against Provident, a Dominican company doing business in Costa Rica, and its president Minor Vargas Calvo and Jose Castillo, the auditor of the company

Insider trading: U.S. v. Cutillo

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 21 2011

Former Ropes and Gray associate Arthur Cutillo pleaded guilty to one count of conspiracy and one count of securities fraud

Innospec

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • February 22 2011

The SEC recently announced that Paul Jennings, the former CEO of Innospec, a global specialty chemical company, agreed to pay more than $229,000 in penalties to settle FCPA charges in connection with alleged bribes of Iraqi and Indonesian officials to win contracts

Insider trading: U.S. v. Chesi

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 21 2011

Danielle Chiesi pleaded guilty in the Galleon insider trading cases to three counts of conspiracy to commit securities fraud

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