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FSA publishes John Blake final notice

Dentons
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United Kingdom
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October 19 2012

Following the withdrawal of his referral of the case to the Upper Tribunal, FSA has confirmed the fine and ban on John Blake

TI publishes guide on transaction due diligence

Dentons
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Global
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June 22 2012

TI has published a guide on anti-bribery due diligence in mergers, acquisitions and investments

EP updates voting dates

Dentons
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European Union
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October 5 2012

EP has announced new voting dates on its legislative observatory OEIL

Complying with sanctions laws: JMLSG takes action

Dentons
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United Kingdom
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June 21 2010

Regulators are keeping up the pressure on financial institutions to comply with all anti-financial crime laws

ESAs publish two reports on money laundering

Dentons
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European Union
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April 20 2012

The Joint Committee of the three European Supervisory Authorities (ESAs) (EBA, the European Securities and Markets Authority (ESMA) and the European Insurance and Occupational Pensions Authority (EIOPA)) has published two reports on the implementation of the third Money Laundering Directive (3MLD

FSA publishes investment bank ABC systems and controls review

Dentons
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United Kingdom
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March 16 2012

In its thematic review, FSA found a number of common weaknesses in the way investment banks implement effective anti-bribery and corruption systems and controls

FSA publishes ABC and fraud prevention finalised guidance

Dentons
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United Kingdom
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November 9 2012

FSA has published summaries of the feedback it received to its proposals to amend FC in respect of anti-bribery and corruption (ABC) systems and controls, and banks' defences against investment fraud

FSA helps find a boiler room

Dentons
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United Kingdom
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May 8 2009

FSA has worked with UK police forces as part of a Europe-wide investigation into share fraud and boiler room activities which have led to £28 million losses for investors