Search results

Order by most recent / most popular / relevance

Results: 1-10 of 15

Former Taylor Bean chairman found guilty

Dorsey & Whitney LLP
-
USA
-
April 21 2011

The collapse of Taylor, Bean & Whitaker which tumbled Colonial Bank into liquidation is one of the few market crisis investigations to yield multiple criminal indictments and SEC enforcement actions

Another guilty plea from the demise of Taylor Bean

Dorsey & Whitney LLP
-
USA
-
March 15 2011

The demise of Taylor, Bean & Whitaker, as well as Colonial Bank, continues to spawn guilty pleas

This is one market crisis investigation with positive results

Dorsey & Whitney LLP
-
USA
-
April 4 2011

The Taylor, Bean & Whitaker investigation spawned guilty plea number five on Friday

This week in securities litigation (June 3, 2011)

Dorsey & Whitney LLP
-
USA
-
June 3 2011

Questions about what many claim is the sparse number of market crisis cases continued to swirl on Capital Hill

Financial adviser sentenced to prison for securities fraud

Dorsey & Whitney LLP
-
USA
-
August 25 2011

A former Smith Barney financial adviser, Sanjeev Jayant Kumar Shah, was sentenced to serve thirty-eight months in prison for securities fraud in connection with the handling of two client accounts

SEC charges senior officers of failed bank with fraud

Dorsey & Whitney LLP
-
USA
-
October 12 2011

The SEC brought another significant market crisis case, this time against the senior officers of a failed financial institution

NY AG charges Bank of New York Mellon with securities fraud

Dorsey & Whitney LLP
-
USA
-
October 5 2011

The New York Attorney General added Martin Act securities fraud claims and other charges to a whistleblower complaint in taking over a suit against Bank New York Mellon

All in the family: financial fraud and a defunct company

Dorsey & Whitney LLP
-
USA
-
December 6 2011

The Commission brought a financial fraud action against the controlling shareholder of a now failed public company and her sister-in-law who was at one time employed by the firm