Search results

Order by most recent / most popular / relevance

Results: 1-10 of 1,126

Norwich Union fined £1.26million for information security lapses: FSA focus on internal policies takes principles-based regulation to the next level

Herbert Smith Freehills LLP
-
United Kingdom
-
December 21 2007

By final notice dated 17 December 2007, the FSA has fined Norwich Union Life ("NUL") £1.26 million for systems and controls failures relating to information security, which placed their customers at risk of financial crime

Diligence helps combat fiscal fraud: law requires ID of clients, but be sure to be precise

Gowling Lafleur Henderson LLP
-
Canada
-
January 8 2008

James Smith, Jim Smith and Jimmy Smith are all born on Aug. 27, 1962, and they are all engineers, but only one has been tried and found guilty of drug trafficking

Money laundering and terrorist financing risk assessment strategies

Norton Rose Fulbright LLP
-
Global
-
July 14 2008

The Financial Action Task Force (FATF) has published a report entitled Money laundering and terrorist financing risk assessment strategies

Money laundering

Norton Rose Fulbright LLP
-
United Kingdom
-
March 12 2007

HM Treasury has published a paper entitled The financial challenge to crime and terrorism

UK chancellor names president of Financial Action Task Force

Katten Muchin Rosenman LLP
-
United Kingdom
-
April 6 2007

James Sassoon as the president of the Financial Action Task Force (FATF) for a 12-month period from July 2007 to June 2008

The importance of document retention

RPC
-
United Kingdom
-
March 27 2007

The Court of Appeal decision in R v Stubbs highlights the importance of a company having an adequate document retention system in place

OTS adopts interim final rule implementing prohibitions under Section 19(e)(1) of the FDIA

Katten Muchin Rosenman LLP
-
USA
-
May 11 2007

Effective May 8, the Office of Thrift Supervision (OTS) adopted an interim final rule implementing certain prohibitions applicable to a person convicted of any criminal offense involving dishonesty, a breach of trust or money laundering or that enters into certain agreements to enter into a pretrial diversion in connection with such prosecution (Covered Convictions

FSA fines private bank for weak anti-fraud controls

Katten Muchin Rosenman LLP
-
United Kingdom
-
May 18 2007

The Financial Services Authority (FSA) announced on May 10 that it had fined BNP Paribas Private Bank £350,000 (approximately $690,000) for weaknesses in its anti-fraud systems and controls

FinCEN delays implementation of revised Suspicious Activity Reports

Katten Muchin Rosenman LLP
-
USA
-
May 25 2007

On April 26, the Financial Crimes Enforcement Network (FinCEN) filed a Federal Register notice announcing the delayed implementation of certain revised Suspicious Activity Report (SAR) forms, intended to facilitate joint filings

US AML strategy sets ambitious goals

White & Case LLP
-
USA
-
May 31 2007

On May 3, 2007, the US Departments of Treasury, Justice and Homeland Security issued the 2007 National Money Laundering Strategy (NMLS

next >

Search results

Norwich Union fined £1.26million for information security lapses: FSA focus on internal policies takes principles-based regulation to the next level

Diligence helps combat fiscal fraud: law requires ID of clients, but be sure to be precise

Money laundering and terrorist financing risk assessment strategies

Money laundering

UK chancellor names president of Financial Action Task Force

The importance of document retention

OTS adopts interim final rule implementing prohibitions under Section 19(e)(1) of the FDIA

FSA fines private bank for weak anti-fraud controls

FinCEN delays implementation of revised Suspicious Activity Reports

US AML strategy sets ambitious goals

Current Search

Suggested Facets

Author

Firm Name

Jurisdiction

Workarea