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UK deferred prosecution agreements: new enforcement tool or blunt instrument?

Fried Frank Harris Shriver & Jacobson LLP
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United Kingdom
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May 14 2013

The Crime and Courts Act 2013 (the "Act") received Royal Assent in April 2013, and makes provision for the introduction of deferred prosecution

FCA prosecutes a former mortgage broker for breach of the general prohibition

Edwards Wildman Palmer LLP
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United Kingdom
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May 10 2013

On 29 April 2013, Michael Joseph James Lewis (a former mortgage broker) appeared at Medway Magistrates Court to face criminal charges brought against

This week at the UK regulators - 7 May 2013

Clifford Chance LLP
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United Kingdom
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May 7 2013

The FCA has remained active on all fronts during the past week. It has charged more individuals in connection with criminal investigations into

FCA fines for poor AML controls

Dentons
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United Kingdom
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May 3 2013

FCA has fined EFG Private Bank Ltd (EFG) £4.2 million for failing to take reasonable care to establish and maintain effective anti-money laundering

FCA fines EFG Private Bank Ltd £4.2m

Winston & Strawn LLP
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United Kingdom
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April 29 2013

In a Final Notice issued on 28 March 2013 (but published on 24 April 2013), the FCA imposed a fine of £4.2 million (Stage 1: 30 discount) on the UK

Recent developments in anti-corruption enforcement

Arnold & Porter LLP
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United Kingdom
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April 15 2013

The most significant development of the end of 2012 and the first quarter of 2013 has been in the ongoing international criminal and regulatory

LIBOR manipulation claim stumbles

RPC
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United Kingdom
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April 5 2013

In Deutsche Bank AG v Unitech Global Limited 2013 EWHC 471 (Comm) Cooke J refused permission for the defendants to amend their defence and

The FCA a more aggressive enforcer of financial crime?

Corker Binning
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United Kingdom
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April 2 2013

On 1 April the Financial Services Authority (FSA) was abolished and replaced with three new organisations which will now share responsibility for the

Enforcement update

Arnold & Porter LLP
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United Kingdom
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March 26 2013

The most significant development at the end of 2012 and the first quarter of 2013 has been the developing international criminal and regulatory

Treasury updates on money laundering risks

Dentons
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United Kingdom
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March 15 2013

Treasury has updated its advisory notice on money laundering and terrorist financing controls in overseas jurisdictions following the Financial

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Search results

UK deferred prosecution agreements: new enforcement tool or blunt instrument?

FCA prosecutes a former mortgage broker for breach of the general prohibition

This week at the UK regulators - 7 May 2013

FCA fines for poor AML controls

FCA fines EFG Private Bank Ltd £4.2m

Recent developments in anti-corruption enforcement

LIBOR manipulation claim stumbles

The FCA a more aggressive enforcer of financial crime?

Enforcement update

Treasury updates on money laundering risks

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