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Shah and anor v HSBC Private Bank (UK) Limited 2010 EWCA Civ 31

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • February 16 2010

In December 2009, Hamblen J gave a summary judgment in the case of Shah and Another v HSBC Private Bank (UK) Limited against Mr Shah (and his wife

Corporate crime update - 21 March 2013 - Spain

  • Herbert Smith Freehills LLP
  • -
  • Spain
  • -
  • March 21 2013

The Spanish Minister of Economy and Competition has submitted a draft bill that modifies the legal regime applicable to credit institutions. The

JMLSG publishes Part III of its money laundering guidance

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • November 23 2010

The Joint Money Laundering Steering Group (JMLSG) has published the final version of Part III of its money laundering guidance for the UK financial sector

FSA bans four more brokers for mortgage fraud

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • April 28 2011

The FSA has banned four mortgage intermediaries and imposed fines totalling £450,000 for knowingly using misleading and inaccurate information to secure mortgages

MEPs want to have their say on freezing of terrorists' bank accounts

  • Herbert Smith Freehills LLP
  • -
  • European Union
  • -
  • January 6 2010

Members of the European Parliament (MEPs) have adopted a resolution in relation to the freezing of terrorists' bank accounts

FSA publishes small firms' financial crime review

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • June 3 2010

The FSA has published a review of small firms' implementation of anti-financial crime systems and controls

Market abuse update

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • November 17 2011

Since our last update in April, there have been some significant milestones in the FSA's fight against market abuse

Margaret Cole's speech on fighting financial crime

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • November 12 2010

The FSA has published a speech by Margaret Cole, director of enforcement and financial crime at the FSA, on the new coalition's reform of the institutional arrangements for the supervision of UK financial market activity

Regulator expects to sanction preference share issuers

  • Herbert Smith Freehills LLP
  • -
  • Spain
  • -
  • October 10 2012

The Spanish National Securities Market Commission expects to impose sanctions on six out of ten banks and savings banks that issued preference shares between 2009 and 2011 due to malpractice in the trading of those financial products

SEC

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • January 21 2011

According to various Wall Street news sources the SEC is exploring the relationship between Sovereign Wealth Funds and American financial funds and in particular the SEC is wanting to know if private equity companies, banks and other financial corporates are violating bribery laws in their efforts to win contracts with government investment funds