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Results: 1-10 of 41

Market abuse update

  • Herbert Smith Freehills LLP
  • -
  • Australia, European Union, France, Hong Kong, United Kingdom, USA
  • -
  • December 15 2014

The FCA has continued to build on the strong track record of civil and criminal enforcement action against abusive conduct and manipulation, notably

FCA confirms how it will use new powers to publicise warning notices

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • October 21 2013

On 15 October 2013, the FCA published its Policy Statement (PS139) on the publication of information about warning notices under its new powers (see

Corporate crime update September 2013 - United Kingdom

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • September 20 2013

On 8 August 2013 the Financial Conduct Authority ("FCA") issued a Final Notice against Guaranty Trust Bank (UK) Limited ("GTBUK"), the fifth in a

The FCA's financial crime priorities

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • August 16 2013

The Financial Conduct Authority ("FCA") recently published two documents which provide additional information about its current supervisory and

FCA fines bank for anti-money laundering failings

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • August 13 2013

On 8 August 2013 the Financial Conduct Authority ("FCA") issued a Final Notice against Guaranty Trust Bank (UK) Limited ("GTBUK"), the fifth in a

FCA rejects calls for increased transparency on S.166 reviews

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • August 8 2013

The FCA responded this week to industry feedback requesting greater transparency in relation to its use of section 166 'skilled person' reviews. As

When will sanctions frustrate an agreement?

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • August 2 2013

A recent judgment of the English Commercial Court has highlighted the issue of the effect of new sanctions legislation upon contractual obligations

Corporate Crime Update July 2013 - United Kingdom

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • July 16 2013

The City of London police have announced a new police unit to be launched to tackle intellectual property crime and online piracy. The Intellectual

Market abuseinsider dealingFSA enforcement

  • Herbert Smith Freehills LLP
  • -
  • European Union, United Kingdom
  • -
  • December 5 2012

The FSA has published two final guidelines as follows: FG1220 - anti-bribery and corruption systems and controls; and FG1221 - banks' defences against financial crime

Market abuseinsider dealingFSA enforcement

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • October 10 2012

The Wheatley Review of LIBOR, which was commissioned by HM Treasury to review the London Inter-Bank Offered Rate, has issued its final report