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Corporate crime update February 2014 - Spain

  • Herbert Smith Freehills LLP
  • -
  • European Union, Spain
  • -
  • February 25 2014

The Contentious-Administrative Chamber of the Spanish Supreme Court has upheld a fine of 1.7m imposed by the Spanish Council of Ministers on

Corporate crime update February 2014 - Middle East

  • Herbert Smith Freehills LLP
  • -
  • Middle East, United Arab Emirates
  • -
  • February 25 2014

The board of the UAE's Central Bank held its 8th meeting for the year 2013 in Abu Dhabi and discussed a number of initiatives in banking sector

US: applicability of business judgment rule to bank officers to be considered by Supreme Court of Georgia

  • Herbert Smith Freehills LLP
  • -
  • USA
  • -
  • December 6 2013

As the UK Government shapes, and reshapes, provisions in the Financial Services (Banking Reform) Bill to make individual accountability a reality for

French AMF fines two bloggers for “misleading” financial commentary

  • Herbert Smith Freehills LLP
  • -
  • France, USA
  • -
  • November 25 2013

The AMF has taken enforcement action against the author of a blog, a retired professor of financial analysis who describes himself on his blog site

FCA confirms how it will use new powers to publicise warning notices

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • October 21 2013

On 15 October 2013, the FCA published its Policy Statement (PS139) on the publication of information about warning notices under its new powers (see

Corporate crime update September 2013 - United Kingdom

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • September 20 2013

On 8 August 2013 the Financial Conduct Authority ("FCA") issued a Final Notice against Guaranty Trust Bank (UK) Limited ("GTBUK"), the fifth in a

Corporate crime update September 2013 - United States

  • Herbert Smith Freehills LLP
  • -
  • USA
  • -
  • September 20 2013

A federal jury in New York has found Fabrice Tourre liable for fraud for misleading investors in a complex financial product

The FCA's financial crime priorities

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • August 16 2013

The Financial Conduct Authority ("FCA") recently published two documents which provide additional information about its current supervisory and

FCA fines bank for anti-money laundering failings

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • August 13 2013

On 8 August 2013 the Financial Conduct Authority ("FCA") issued a Final Notice against Guaranty Trust Bank (UK) Limited ("GTBUK"), the fifth in a

FCA rejects calls for increased transparency on S.166 reviews

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • August 8 2013

The FCA responded this week to industry feedback requesting greater transparency in relation to its use of section 166 'skilled person' reviews. As