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Results: 1-10 of 69

Pension scheme trustees and money laundering

  • Nabarro LLP
  • -
  • United Kingdom
  • -
  • February 29 2008

The Money Laundering Regulations 2007 require certain businesses to have systems in place to prevent money laundering and to report suspicious transactions

Independent trustees to register with HMRC

  • Squire Sanders
  • -
  • United Kingdom
  • -
  • March 10 2008

New anti-money laundering regulations that come into force on 1 April 2008 mean that independent trustees must register with HM Revenue and Customs (HMRC), or face a fine

Department of Labor criminalizes late contributions to retirement and health plans

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 25 2009

The new Assistant Secretary of Labor of the Employee Benefits Security Administration, Phyllis Borzi, recently announced a new Department of Labor (DOL) Employee Retirement Income Security Act enforcement initiative to criminalize failures to forward participant contributions to retirement and health plans

Court refuses to lift PSLRA discovery stay

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 18 2008

Plaintiffs brought a shareholder derivative action, claiming the officers and directors of Asyst Technologies, Inc. (Asyst) violated federal and state securities law by backdating stock options and making false filings with the Securities and Exchange Commission

DOL provides plan fiduciaries guidance involving Bernard Madoff

  • Masuda Funai Eifert & Mitchell Ltd
  • -
  • USA
  • -
  • February 23 2009

In 1960, Bernard Madoff founded Bernard L. Madoff Investment Securities LLC

New money laundering registration requirements for pension trustees

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • March 19 2008

In our pensions update published on 15 February 2008 we noted that, as a result of the Money Laundering Regulations 2007, there will be a new requirement for trustees “acting in the way of business” to register with HM Revenue and Customs (HMRC) by 1 April 2008

Brocade: former Human Resources Director sentenced on backdating-related conviction

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • March 21 2008

On March 18, 2008, Stephanie Jensen, Brocade's former Human Resources Director, was sentenced to four months in prison and three months in a halfway house and ordered to pay a $1.25 million fine based upon her December 2007 conviction on charges of conspiracy and falsifying corporate records related to stock option backdating

Money laundering and paid pension scheme trustees: deadline of 1 April changed

  • Wragge & Co LLP
  • -
  • United Kingdom
  • -
  • April 1 2008

The money laundering regime requires certain service providers, including some paid pension scheme trustees, to have in place systems to prevent money laundering as well as to report any suspicious transactions to the Serious Organised Crime Agency

Pension scheme trustees and money laundering: registration deadline extended

  • Nabarro LLP
  • -
  • United Kingdom
  • -
  • March 31 2008

HMRC has announced an extension to the 1 April deadline for registering as a Trust or Company Service Provider (TCSP) under new money laundering regulations

Brocade executives seek reversal of backdating convictions

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • May 18 2009

On August 7, 2007, a jury in a federal court in California convicted the former CEO of Brocade Communications Systems, Inc., Greg Reyes, of securities fraud in connection with the company’s failure properly to account for backdated stock options

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