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International regulatory update 4 Feb-8 Feb 2013
- Clifford Chance LLP
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- European Union, Germany, Global, Hong Kong, Singapore, United Kingdom, USA
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- February 11 2013
EMIR: European Parliament’s resolution to reject Delegated regulations withdrawn; MiFID review: EU Council Presidency publishes Compromise texts
International regulatory update 10-14 December 2012
- Clifford Chance LLP
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- European Union, Germany, Hong Kong, Italy, Spain, United Kingdom, USA
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- December 17 2012
The European Council (Heads of State or Government) has published the conclusions from its meeting on 13 and 14 December 2012, at which it agreed on a roadmap for the completion of the Economic and Monetary Union
International regulatory update 13-17 August 2012
- Clifford Chance LLP
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- France, Global, Japan, Luxembourg, Slovakia, United Kingdom, USA
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- August 20 2012
The Financial Stability Board (FSB) is seeking views regarding the appropriate jurisdiction for the establishment of the Global LEI Foundation and Central Operating Unit of the global legal entity identifier (LEI) system
FSA update
- Clifford Chance LLP
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- United Kingdom, USA
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- October 31 2011
The FSA has imposed a financial penalty of £5.95 million on Credit Suisse (UK) Limited in respect of breaches of Principle 3 (management and control) arising from historic sales of Structured Capital at Risk products
International regulatory update 12-16 September 2011
- Clifford Chance LLP
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- European Union, France, Singapore, United Kingdom, USA
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- September 19 2011
The Autorité des marchés financiersFinancial Markets Authority (AMF) has published an updated set of frequently asked questions in relation to the ban on creating a net short position or increasing any existing net short position, including intraday, in the equity shares or securities giving access to the capital of certain credit institutions and insurance companies
International regulatory update 22-26 August 2011
- Clifford Chance LLP
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- China, European Union, France, Global, Greece, Italy, Singapore, Spain, Switzerland, United Kingdom
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- August 30 2011
ESMA has published an updated table of measures taken by its Members in relation to short selling in financial markets
International regulatory update
- Clifford Chance LLP
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- Belgium, European Union, Germany, Global, Hong Kong, Japan, Netherlands, Singapore, South Korea, United Kingdom, USA
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- July 4 2011
The FSA has published a document setting out its initial thinking on how the Financial Conduct Authority (FCA), which is expected to be established by end-2012, will approach the delivery of its objectives
International regulatory update 18-29 April 2011
- Clifford Chance LLP
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- Global, Hong Kong, India, Japan, Switzerland, United Arab Emirates, United Kingdom, USA
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- May 3 2011
The Financial Stability Board (FSB) has published a progress report on the implementation of OTC derivatives market reforms
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