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Unprecedented FCPA wake-up call for U.S. broker-dealers and foreign banks: has the perfect FCPA storm finally arrived for U.S. financial markets?

Duane Morris LLP
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USA
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May 14 2013

On May 7, 2013, the U.S. Attorney's Office for the Southern District of New York (SDNY) unsealed extraordinary criminal charges against two

Insider trading through deductive reasoning: Canada and the United States take different approaches

Davis LLP
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Canada, USA
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May 15 2013

The Ontario Securities Commission and a veteran investment banker, Richard Moore, recently reached a settlement agreement regarding claims by the OSC

Bribery Act 2010: the first three convictions

McGuireWoods LLP
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United Kingdom
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May 14 2013

Whilst attention continues to focus on the on-going absence of a corporate prosecution for bribery by the SFO, it is worth reflecting on the

DOJ turns FCPA spotlight on financial services sector as enforcement efforts in Latin America continue

Morrison & Foerster LLP
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USA
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May 15 2013

Last week, the U.S. Department of Justice (DOJ) announced the indictment of two employees of a U.S. broker-dealer, Direct Access Partners, and a

This week at the UK regulators - 7 May 2013

Clifford Chance LLP
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United Kingdom
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May 7 2013

The FCA has remained active on all fronts during the past week. It has charged more individuals in connection with criminal investigations into

UK deferred prosecution agreements: new enforcement tool or blunt instrument?

Fried Frank Harris Shriver & Jacobson LLP
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United Kingdom
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May 14 2013

The Crime and Courts Act 2013 (the "Act") received Royal Assent in April 2013, and makes provision for the introduction of deferred prosecution

Think the government’s claim against you is time-barred? Not so fast!

Dechert LLP
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USA
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May 9 2013

When a company understands that the United States Government may have a claim against it, the company's directors and officers are usually very aware

Top trends in aerospace and defense industry anticorruption enforcement

Latham & Watkins LLP
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USA
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May 13 2013

Several recent trends in enforcement of the Foreign Corrupt Practices Act (FCPA or the Act) and the UK Bribery Act (UKBA) in the aerospace and defense

Foreign corruption: the Netherlands, the FCPA and compliance in a criminal law context

Van Bavel Advocaten
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Global, Netherlands, USA
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May 16 2013

Compliance plays a key role in avoiding, preventing and discovering involvement in foreign corruption. Compliance means controlling the company and

SEC officer director bars: by what standard?

Dorsey & Whitney LLP
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USA
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May 16 2013

Sometimes it can be difficult to determine if you actually won. This may be the case for the SEC with the Second Circuit's ruling in SEC v. Bankosky

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Search results

Unprecedented FCPA wake-up call for U.S. broker-dealers and foreign banks: has the perfect FCPA storm finally arrived for U.S. financial markets?

Insider trading through deductive reasoning: Canada and the United States take different approaches

Bribery Act 2010: the first three convictions

DOJ turns FCPA spotlight on financial services sector as enforcement efforts in Latin America continue

This week at the UK regulators - 7 May 2013

UK deferred prosecution agreements: new enforcement tool or blunt instrument?

Think the government’s claim against you is time-barred? Not so fast!

Top trends in aerospace and defense industry anticorruption enforcement

Foreign corruption: the Netherlands, the FCPA and compliance in a criminal law context

SEC officer director bars: by what standard?

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