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Results: 1-10 of 114

Financial litigation roundup - Autumn 2014

  • RPC
  • -
  • Hong Kong, Singapore, United Kingdom
  • -
  • December 3 2014

The High Court found that the defendants, Barclays and Tricorona, had misused the claimant, CF Partners’, confidential information and awarded

Anti-money laundering and compliance update Hong Kong

  • RPC
  • -
  • Hong Kong
  • -
  • December 3 2014

In HKSAR v Pang Hung Fai, the Court of Final Appeal in Hong Kong (the CFA) has recently clarified the meaning of “having reasonable grounds to

Market manipulation: why you should give a Forex

  • RPC
  • -
  • United Kingdom
  • -
  • March 24 2014

Allegations of manipulation in the Forex market have the potential to give rise to both regulatory fines and legal claims dwarfing those relating to

Can you lack integrity without being dishonest?

  • RPC
  • -
  • United Kingdom
  • -
  • February 16 2011

An odd decision was published in a recent FSA Final Notice that found a firm and one of its individual accountants acted without integrity but not dishonestly

Financial litigation roundup - Summer 2014

  • RPC
  • -
  • Hong Kong, United Kingdom
  • -
  • June 24 2014

The Financial Conduct Authority (FCA) and the German financial markets regulator, BaFin, are currently investigating manipulation of the “London gold

Hong Kong regulator pursues market misconduct

  • RPC
  • -
  • Hong Kong
  • -
  • July 25 2013

In this e-briefing article we combine, for ease of reference, three recent short articles that we have written concerning the Securities and Futures

Bribes and undisclosed commissions to agents: supreme clarity

  • RPC
  • -
  • United Kingdom
  • -
  • September 23 2014

The recent Supreme Court decision in FHR European Ventures LLP v Cedar Capital Partners LLC concerned the enforcement rights which are available in

Fraud exclusion - just how virtuous do innocent partners have to be?

  • RPC
  • -
  • United Kingdom
  • -
  • February 4 2010

Goldsmith Williams v Travelers Insurance is the first decision to consider the dishonesty exclusion in a solicitor's professional indemnity policy, since the 2006 decision in Zurich v Karim

Battle lines drawn as High Court supports FCA collective investment scheme finding

  • RPC
  • -
  • United Kingdom
  • -
  • February 21 2014

Further judicial guidance has been provided on unauthorised collective investment schemes ("CISs"). In FCA v Capital Alternatives Limited and others