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Results: 1-10 of 97

Definitive guideline published for sentencing corporates

  • RPC
  • -
  • United Kingdom
  • -
  • February 28 2014

To coincide with Deferred Prosecution Agreements (DPAs) going live earlier this week, the Sentencing Council recently published a Definitive

Deferred Prosecution Agreements (DPAs) go live today

  • RPC
  • -
  • United Kingdom
  • -
  • February 24 2014

The Director of the Serious Fraud Office, David Green, regards DPA s as "a welcome addition to the prosecutor's tool kit" but nevertheless has

Battle lines drawn as High Court supports FCA collective investment scheme finding

  • RPC
  • -
  • United Kingdom
  • -
  • February 21 2014

Further judicial guidance has been provided on unauthorised collective investment schemes ("CISs"). In FCA v Capital Alternatives Limited and others

Standard bank, a non-standard fine and sub-standard AML systems

  • RPC
  • -
  • United Kingdom
  • -
  • February 6 2014

The £7.6m fine recently meted out to Standard Bank was accompanied by a self-congratulatory press release by the regulator heralding new firsts. It

Cyber risks in Asia

  • RPC
  • -
  • Hong Kong, Singapore, South Korea
  • -
  • February 3 2014

Earlier this month, approximately 20 million South Koreans (almost half of the country's population) learned that their names, social security

Hong Kong regulator pursues market misconduct

  • RPC
  • -
  • Hong Kong
  • -
  • July 25 2013

In this e-briefing article we combine, for ease of reference, three recent short articles that we have written concerning the Securities and Futures

Regulator gets its Tiger in HK

  • RPC
  • -
  • Hong Kong, India, United Kingdom
  • -
  • January 8 2014

Readers of my previous blogs (dated 30 April, 23 May and 18 July 2013) will have followed the Securities and Futures Commission's pursuit of insider

Sent down under Ablyazov judicial fire

  • RPC
  • -
  • United Kingdom
  • -
  • March 14 2012

One of the most dramatic court battles of the past couple of years, and certainly the most prolific in terms of rapid generation of judgments, is the set of proceedings between JSC BTA Bank (the Bank) and Mr Mukhtar Ablyazov and various of his associates and associated companies

Court finds HMRC’s entry and search unlawful

  • RPC
  • -
  • United Kingdom
  • -
  • January 15 2014

In the recent judicial review case of R (on the application of Lees & Ors), the High Court held that the execution of search and seizure warrants

FCA remains committed to the reduction of financial crime

  • RPC
  • -
  • United Kingdom
  • -
  • July 26 2013

In the first anti-money laundering annual report published by the FCA yesterday, the FCA has concluded that the level of anti-money laundering