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Results: 1-10 of 109

Market manipulation: why you should give a Forex

  • RPC
  • -
  • United Kingdom
  • -
  • March 24 2014

Allegations of manipulation in the Forex market have the potential to give rise to both regulatory fines and legal claims dwarfing those relating to

Hong Kong regulator pursues market misconduct

  • RPC
  • -
  • Hong Kong
  • -
  • July 25 2013

In this e-briefing article we combine, for ease of reference, three recent short articles that we have written concerning the Securities and Futures

Bribes and undisclosed commissions to agents: supreme clarity

  • RPC
  • -
  • United Kingdom
  • -
  • September 23 2014

The recent Supreme Court decision in FHR European Ventures LLP v Cedar Capital Partners LLC concerned the enforcement rights which are available in

Financial litigation roundup - Summer 2014

  • RPC
  • -
  • Hong Kong, United Kingdom
  • -
  • June 24 2014

The Financial Conduct Authority (FCA) and the German financial markets regulator, BaFin, are currently investigating manipulation of the “London gold

Can you lack integrity without being dishonest?

  • RPC
  • -
  • United Kingdom
  • -
  • February 16 2011

An odd decision was published in a recent FSA Final Notice that found a firm and one of its individual accountants acted without integrity but not dishonestly

Hong Kong: anti-money laundering and compliance

  • RPC
  • -
  • China, Hong Kong, United Kingdom
  • -
  • July 25 2014

A recent announcement by the Securities and Futures Commission (SFC) that a securities dealer and asset management company has been publicly

Crime and privilege

  • RPC
  • -
  • United Kingdom
  • -
  • August 26 2014

Under English law, legal professional privilege permits a civil litigant or a defendant in criminal proceedings to withhold from the other side

Sent down under Ablyazov judicial fire

  • RPC
  • -
  • United Kingdom
  • -
  • March 14 2012

One of the most dramatic court battles of the past couple of years, and certainly the most prolific in terms of rapid generation of judgments, is the set of proceedings between JSC BTA Bank (the Bank) and Mr Mukhtar Ablyazov and various of his associates and associated companies

Illegality defence explored further

  • RPC
  • -
  • United Kingdom
  • -
  • October 2 2012

The illegality defence is based on legal policy designed to prevent a person who has been involved in some form of illegal conduct from enforcing their normal legal rights and from profiting from their own wrongs