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Results: 1-10 of 513

FSA fines Aon for bribery controls failings

  • Dentons
  • -
  • United Kingdom
  • -
  • January 9 2009

FSA has fined Aon £5.25 million for breach of Principle 3 as it did not have appropriate systems and controls to counter the risk of bribery and corruption from making payments to overseas firms and individuals

Department of Justice enters into FCPA Deferred Prosecution Agreement with medical device manufacturer

  • Dentons
  • -
  • USA
  • -
  • June 5 2008

The U.S. Department of Justice ("DOJ") recently entered into a Deferred Prosecution Agreement ("DPA") with AGA Medical Corporation ("AGA") related to alleged violations of the Foreign Corrupt Practices Act ("FCPA"

FSA fines Belgian investor for market abuse

  • Dentons
  • -
  • United Kingdom
  • -
  • January 16 2009

FSA has fined a Belgium-based private investor £176,254 for market abuse for dealing on inside information in the shares of an AIM-listed company

FSA prosecutes individual for insider dealing

  • Dentons
  • -
  • United Kingdom
  • -
  • January 9 2009

Following FSA action, Neil Rollins has been charged with four counts of insider dealing

Know your contacts: how do you manage bribery and corruption risk?

  • Dentons
  • -
  • United Kingdom
  • -
  • January 13 2009

FSA’s fine of £5.25 million against Aon Limited should sound a warning not just to the insurance industry, but to all firms who use overseas contacts to win business

FATF evaluates Mexico

  • Dentons
  • -
  • Mexico
  • -
  • January 16 2009

FATF has published its mutual evaluation report on Mexico

JMLSG consults on changes to guidance

  • Dentons
  • -
  • United Kingdom
  • -
  • January 23 2009

JMLSG is consulting on a new section in its guidance to deal with the Counter-Terrorism Act 2008

FSA publishes financial crime newsletter

  • Dentons
  • -
  • United Kingdom
  • -
  • January 23 2009

FSA has published its latest financial crime newsletter

Supreme Court issues important FCA decision on presentment requirement

  • Dentons
  • -
  • USA
  • -
  • June 23 2008

In holding by unanimous decision that liability under the federal civil False Claims Act ("FCA") could not be established against a subcontractor that did not directly submit claims to the government, or use any record or statements, to obtain payment from the government, the U.S. Supreme Court in Allison Engine Co. v. United States ex rel. Sanders, U.S., No. 07-214, provided clear and unambiguous guidance that liability under the FCA cannot attach to conduct that is not material to the government's decision to make payment and that did not involve the party's use of a false statement or record to the government to induce the government to pay the claims at issue

FSA helps find a boiler room

  • Dentons
  • -
  • United Kingdom
  • -
  • May 8 2009

FSA has worked with UK police forces as part of a Europe-wide investigation into share fraud and boiler room activities which have led to £28 million losses for investors

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