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This week at the UK regulators - 13 May 2013

Clifford Chance LLP
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United Kingdom
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May 13 2013

Last week was quieter at the UK regulators than some previous weeks. The only announcement to be made was an update from the FCA on the timetable for

Deferred prosecution agreements pass into law in the UK

Clifford Chance LLP
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United Kingdom
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May 10 2013

The Crime and Courts Act 2013 (the Act) received Royal Assent on 25 April 2013. When they come into force, its provisions will make significant

This week at the UK regulators - 7 May 2013

Clifford Chance LLP
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United Kingdom
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May 7 2013

The FCA has remained active on all fronts during the past week. It has charged more individuals in connection with criminal investigations into

UK: employment update - April 2013

Clifford Chance LLP
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United Kingdom
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April 23 2013

This month's Employment Update considers the impending changes to the law on whistleblowing claims, the new rules on when Tribunal awards must be

Automated AML monitoring in the dock: the judgment in Stone v National Westminster Bank

Clifford Chance LLP
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United Kingdom
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February 21 2013

In the recent case of Stone v National Westminster Bank, 2013 EWHC 208 (Ch) a claim was brought against the Bank by investors who had been defrauded

International regulatory update 4 Feb-8 Feb 2013

Clifford Chance LLP
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European Union, Germany, Global, Hong Kong, Singapore, United Kingdom, USA
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February 11 2013

EMIR: European Parliament’s resolution to reject Delegated regulations withdrawn; MiFID review: EU Council Presidency publishes Compromise texts

FSA update - 4 February 2013

Clifford Chance LLP
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United Kingdom
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February 4 2013

On 30 January, the trial of Richard Joseph, who has been charged with Six counts of conspiracy to commit Insider dealing under the Criminal Justice

FSA update - 28 January 2013

Clifford Chance LLP
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United Kingdom
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January 28 2013

In a judgment released on 25 January, the Upper Tribunal has upheld the £8 million financial penalty imposed by the FSA on 7722656 Canada Inc

FSA update - 7 January 2013

Clifford Chance LLP
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United Kingdom
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January 7 2013

Press reports suggest that the FSA Has indicated (on 21 December 2012) That it has charged a fifth individual in Connection with Operation Tabernula

International regulatory update 10-14 December 2012

Clifford Chance LLP
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European Union, Germany, Hong Kong, Italy, Spain, United Kingdom, USA
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December 17 2012

The European Council (Heads of State or Government) has published the conclusions from its meeting on 13 and 14 December 2012, at which it agreed on a roadmap for the completion of the Economic and Monetary Union

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