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Insider trading: a continuing focus for the SEC and DOJ

Porter Wright Morris & Arthur LLP
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USA
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January 19 2011

DOJ and the SEC continue to focus on insider trading

Lessons from two SEC losses in court

Porter Wright Morris & Arthur LLP
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USA
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January 18 2011

Financial fraud and insider trading have long been priorities for SEC enforcement

The SEC’s new insider trading case: a preview of the Galleon trial

Porter Wright Morris & Arthur LLP
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USA
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January 13 2011

The Galleon insider trading investigations continues to spawn more actions

SEC enforcement trends 2011: reorganization

Porter Wright Morris & Arthur LLP
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USA
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January 6 2011

While the Commission has been proposing new rules, the Division of Enforcement has undergone perhaps its most significant reorganization since creation

Parallel financial fraud actions

Porter Wright Morris & Arthur LLP
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USA
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December 15 2010

The Manhattan U.S. Attorney’s Office and the SEC continue to bring cases in tandem

The criminalization of securities enforcement and overreaching

Porter Wright Morris & Arthur LLP
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USA
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December 14 2010

Attorney General Eric Holder, in remarks at the Western Regional Financial Fraud Enforcement Task Force Summit on December 10, 2010, emphasized the need to continue to "make use of the full range of parallel criminal and civil enforcement resources to combat financial fraud."

Due diligence, cooperation and the FCPA

Porter Wright Morris & Arthur LLP
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USA
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December 13 2010

FCPA enforcement officials repeatedly emphasized the necessity for adequate compliance procedures and the value of voluntarily reporting and cooperation when a violation is discovered