We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 28

Insider trading: a continuing focus for the SEC and DOJ

  • Porter Wright Morris & Arthur LLP
  • -
  • USA
  • -
  • January 19 2011

DOJ and the SEC continue to focus on insider trading

Lessons from two SEC losses in court

  • Porter Wright Morris & Arthur LLP
  • -
  • USA
  • -
  • January 18 2011

Financial fraud and insider trading have long been priorities for SEC enforcement

The SEC’s new insider trading case: a preview of the Galleon trial

  • Porter Wright Morris & Arthur LLP
  • -
  • USA
  • -
  • January 13 2011

The Galleon insider trading investigations continues to spawn more actions

SEC enforcement trends 2011: reorganization

  • Porter Wright Morris & Arthur LLP
  • -
  • USA
  • -
  • January 6 2011

While the Commission has been proposing new rules, the Division of Enforcement has undergone perhaps its most significant reorganization since creation

Parallel financial fraud actions

  • Porter Wright Morris & Arthur LLP
  • -
  • USA
  • -
  • December 15 2010

The Manhattan U.S. Attorney’s Office and the SEC continue to bring cases in tandem

The criminalization of securities enforcement and overreaching

  • Porter Wright Morris & Arthur LLP
  • -
  • USA
  • -
  • December 14 2010

Attorney General Eric Holder, in remarks at the Western Regional Financial Fraud Enforcement Task Force Summit on December 10, 2010, emphasized the need to continue to "make use of the full range of parallel criminal and civil enforcement resources to combat financial fraud."

Due diligence, cooperation and the FCPA

  • Porter Wright Morris & Arthur LLP
  • -
  • USA
  • -
  • December 13 2010

FCPA enforcement officials repeatedly emphasized the necessity for adequate compliance procedures and the value of voluntarily reporting and cooperation when a violation is discovered

This week in securities litigation (December 10, 2010)

  • Porter Wright Morris & Arthur LLP
  • -
  • USA
  • -
  • December 10 2010

DOJ announced "Operation Broken Trust" this week, a sweep focused on investment fund fraud

Insider trading: a family affair

  • Porter Wright Morris & Arthur LLP
  • -
  • USA
  • -
  • December 9 2010

First, there were two sisters and their husbands

The FCPA: a key focus of securities regulators

  • Porter Wright Morris & Arthur LLP
  • -
  • USA
  • -
  • December 7 2010

While insider trading has been dominating the news, the Foreign Corrupt Practices Act remains a key focus of securities regulators