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Failed compliance and false comfort - unwarranted reliance on corporate affiliates and anti-money laundering risks: the HSBC case study

Baker & Hostetler LLP
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USA
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January 13 2011

This fall, HSBC Bank USA, N.A. (“HSBC USA” or the “Bank”) entered into a cease and desist order (the “Order”) with the Office of the Comptroller of the Currency (“OCC”) ending the regulator’s examination and investigation of HSBC USA’s Bank Secrecy Act (“BSA”) and anti-money laundering (“AML”) compliance programs

Serious Fraud Office issues new guidance on UK Bribery Act

Baker & Hostetler LLP
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United Kingdom
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October 16 2012

The UK Bribery Act 2010 broadly criminalized not only the giving and receiving of bribes by companies and individuals with a business nexus to the UK, but also the failure of an organization to prevent bribery by its associated persons

The British are coming! The British Bribery Act 2010

Baker & Hostetler LLP
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United Kingdom, USA
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June 23 2011

On July 1, 2011, the British Bribery Act 2010 (BBA) takes effect

FCPA guidance alert

Baker & Hostetler LLP
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USA
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November 15 2012

Following months of speculation, the Department of Justice (DOJ) and the Securities and Exchange Commission (SEC) issued their much-anticipated guidance on the Foreign Corrupt Practices Act (FCPA) yesterday

Foreign Corrupt Practices Act 2012 year-end update

Baker & Hostetler LLP
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USA
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March 7 2013

2012 was unique in the history of Foreign Corrupt Practices Act ("FCPA") enforcement. The real story was not what the Department of Justice ("DOJ"

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Failed compliance and false comfort - unwarranted reliance on corporate affiliates and anti-money laundering risks: the HSBC case study

Serious Fraud Office issues new guidance on UK Bribery Act

The British are coming! The British Bribery Act 2010

FCPA guidance alert

Foreign Corrupt Practices Act 2012 year-end update

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