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District court rejects argument that Investment Advisers Act cannot be applied extraterritorially
- Katten Muchin Rosenman LLP
- -
- USA
- -
- May 18 2012
The Securities and Exchange Commission brought a complaint against the former Chief Financial Officer of a now defunct investment adviser seeking enforcement of the Investment Advisers Act of 1940 (IAA
Illinois district court dismisses action based on lack of personal jurisdiction over individual corporate officers
- Katten Muchin Rosenman LLP
- -
- USA
- -
- March 2 2012
The U.S. District Court for the Northern District of Illinois dismissed certain claims against individual defendants in a fraud suit, holding that it lacked personal jurisdiction over those defendants
Indemnification extended to officer's post-employment actions
- Katten Muchin Rosenman LLP
- -
- USA
- -
- January 13 2012
The Delaware Chancery Court granted indemnification to an officer who defended claims against him arising from representations he allegedly made before a merger, and for related conduct that occurred after that merger
Court finds Martin Act does not preempt non-fraud tort claims
- Katten Muchin Rosenman LLP
- -
- USA
- -
- July 22 2011
Plaintiffs brought claim in New York federal court for common law fraud, negligent misrepresentation, and breach of fiduciary duty against Defendant ThinkStrategy Capital Management, LLC ("ThinkStrategy"), a "fund of funds" in which plaintiffs invested
Fifth Circuit holds that fiduciary obligations to general partner can extend to partnership
- Katten Muchin Rosenman LLP
- -
- USA
- -
- April 8 2011
The U.S. Court of Appeals for the Fifth Circuit held that a corporate fiduciary who exercises substantial control over a limited partnership managed by a corporation can owe fiduciary obligations to the partnership itself
Revision of earnings due to overbilling supports fraud claims
- Katten Muchin Rosenman LLP
- -
- USA
- -
- April 8 2011
Allegations that a medical device manufacturer knowingly overbilled insurance companies and reported these unrecoverable accounts as income were sufficient to support security fraud claims
Improper accounting adjustments held insufficient basis for securities fraud claims
- Katten Muchin Rosenman LLP
- -
- USA
- -
- March 18 2011
A federal district court in California recently dismissed class action securities fraud claims arising out of several improper accounting adjustments made by VeriFone Holdings, Inc
Class certification of fraud claim denied
- Katten Muchin Rosenman LLP
- -
- USA
- -
- January 28 2011
A federal district court recently held that a group of aggrieved consumers will not be able to pursue their fraud claims as a class against the company that purportedly deceived them because the company's growing awareness that the customers would not receive their merchandise raised questions of fact requiring individualized adjudication
HMRC anti-money laundering guidance for money service businesses
- Katten Muchin Rosenman LLP
- -
- United Kingdom
- -
- July 23 2010
On July 16, HM Revenue and Customs (HMRC) published a revised version of its anti-money laundering guidance for money services businesses which it supervises
Delivery delays don’t support fraud claim
- Katten Muchin Rosenman LLP
- -
- USA
- -
- May 21 2010
An aircraft seller's fraud claims against a manufacturer were dismissed after a federal court in Connecticut ruled that the seller did not reasonably rely on a "target" delivery date and caused its own injuries by entering restrictive resale contracts
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- Workarea - White Collar Crime
- Workarea - Company & Commercial
- Firm Name - Katten Muchin Rosenman LLP
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