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Results: 1-10 of 245

Establishing common issues of loss causation not required to certify class

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 4 2008

Granting plaintiffs’ motion for class certification in a securities fraud action, a federal district court held, among other things, that for purposes of their motion plaintiffs did not have to demonstrate common issues of loss causation

Court finds plaintiff's new evidence insufficient to satisfy PSLRA pleading requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 12 2012

In a securities fraud action, a Colorado district court denied a plaintiff employees’ retirement plan’s motion for relief from a final judgment that dismissed the plaintiff’s original complaint because it did not satisfy the pleading requirements of the Private Securities Litigation Reform Act (PSLRA

Securities fraud claim survives despite post-fraud stock recovery

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 10 2012

The U.S. Court of Appeals for the Second Circuit recently considered whether a stock’s share price recovery soon after the fraud became known defeats an inference of economic loss in a securities fraud suit at the pleading stage

Texas District Court addresses misappropriation theory of insider trading

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 15 2013

The US District Court for the Northern District of Texas recently denied a defendant's motion for summary judgment in a Securities and Exchange

Court partially vacates summary judgment ruling in securities fraud case

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 11 2008

The Securities and Exchange Commission asserted, among other things, that the individual defendants violated Section 10(b) of the Securities Exchange Act by making false and misleading statements to the public to influence the price of defendant Platforms Wireless’s stock

Wisconsin Supreme Court affirms conviction for state securities fraud

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • June 20 2008

The Wisconsin Supreme Court affirmed a conviction for, among other things, criminal securities fraud under Wisconsin’s securities laws in connection with an allegedly fraudulent real estate venture

DOJ continues to expand scope of FCPA

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 21 2009

The Foreign Corrupt Practices Act (FCPA) prohibits individuals or companies from bribing foreign government officials to obtain or retain business

Class certification of fraud claim denied

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 28 2011

A federal district court recently held that a group of aggrieved consumers will not be able to pursue their fraud claims as a class against the company that purportedly deceived them because the company's growing awareness that the customers would not receive their merchandise raised questions of fact requiring individualized adjudication

Civil RICO complaint based on alleged diamond scheme dismissed

  • Katten Muchin Rosenman LLP
  • -
  • India, USA
  • -
  • November 5 2010

The U.S. District Court for the Southern District of Florida dismissed a civil Racketeer Influenced and Corrupt Organizations Act complaint based on a series of investments made with a group of India-based companies

Outside consultant held primarily liable for securities fraud in SEC filings

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 19 2008

The Tenth Circuit affirmed the grant of summary judgment in favor of the Securities and Exchange Commission in an enforcement action against a consultant and his consulting firm alleging violation of, among other provisions, Section 10(b) of the Securities and Exchange Act and Rule 10b-5 relating to material misstatements and omissions in a public company’s SEC filings